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Information you need from those in the know
Cadwalader regularly publishes materials, including newsletters and news alerts of interest to our clients. Our communications portfolio also includes articles authored by our attorneys, as well as information about events in which our personnel will participate.
Articles & Books
Insider Trading and Off-Channel Communications: Remote and Hybrid Work Environment Checklist
July 12, 2024LexisNexis
This checklist discusses company risks related to insider trading (specifically regarding the misappropriation of material nonpublic information (MNPI)) and recordkeeping (specifically regarding off-channel communications) in remote and hybrid work environments. The checklist highlights recent cases brought by the U.S. Securities and Exchange Commission (SEC) and provides risk mitigation guidance.
Related Practice(s): White Collar Defense and Investigations
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Jarkesy Supreme Court Ruling Limits SEC's Enforcement Authority
July 11, 2024Harvard Law School Forum on Corporate Governance
In a 6-3 decision issued on June 27, 2024 in SEC v. Jarkesy, the U.S. Supreme Court curtailed the U.S. Securities and Exchange Commission’s (“SEC”) enforcement authority in recognizing that there is a right to a jury trial in SEC actions alleging securities fraud where civil penalties are sought. Prior to the Jarkesy opinion, the SEC had unfettered discretion to bring securities fraud actions in the forum of its choosing (whether that be in federal court or an SEC administrative proceeding), the choice of which was not required to be disclosed prior to the action being brought. It can no longer forum shop.
Related Practice(s): White Collar Defense and Investigations
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How FCA Guidance Aligns With Global Cyberattack Measures
June 26, 2024Cadwalader lawyers Alix Prentice and Grace Ncube authored an article, "How FCA Guidance Aligns With Global Cyberattack Measures" which appeared in Law360.
Related Practice(s): Financial Regulation
Related Office(s): London
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Events
AIJA 2024 Annual Congress
September 3 - 7, 2024Cadwalader partner Duncan Grieve will speak at the AIJA 2024 Annual Congress in Madrid.
FIA Forum: Commodities 2024
September 16 – 18, 2024Cadwalader partner Peter Malyshev will speak at the FIA Forum: Commodities 2024 in Houston, Texas. He will participate on the panel:
CREFC Capital Markets Conference
September 18, 2024Capital Markets Co-Chair Stuart Goldstein is set to participate at the CREFC Capital Markets Conference on September 18 in New York.
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): New York
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Clients & Friends Memos
District Court Issues Limited Preliminary Injunction in First Challenge to FTC Rule Prohibiting Use and Enforcement of Non-Compete Clauses
July 10, 2024The United States District Court for the Northern District of Texas (Dallas Division) has issued a preliminary injunction in favor of a plaintiff challenging the Federal Trade Commission’s (the “FTC” or the “Commission”) adoption and enforcement of a final rule prohibiting the use or enforcement of non-compete clauses in most employment agreements (the “Rule”).
Related Practice(s): Corporate, Merger Notification and Clearance
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Jarkesy Supreme Court Ruling Limits SEC’s Enforcement Authority
July 01, 2024In a 6-3 decision issued on June 27, 2024 in SEC v. Jarkesy, the U.S. Supreme Court curtailed the U.S. Securities and Exchange Commission’s (“SEC”) enforcement authority in recognizing that there is a right to a jury trial in SEC actions alleging securities fraud where civil penalties are sought.
Related Practice(s): Global Litigation, White Collar Defense and Investigations
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TriBar Releases Report on Digital Asset Opinions Under UCC Article 12
June 24, 2024The official drafting committees of the Uniform Commercial Code have promulgated proposed amendments (the “2022 Amendments”) to address transactions with certain digital assets, notably adding a new Article 12 on Controllable Electronic Records. As the 2022 Amendments are slowly enacted by states, one key question finance lawyers and their clients need to address is how to adapt current legal opinion practice for the 2022 Amendments in real-world transactions.
Related Practice(s): Corporate Finance
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Newsletters
Brass Tax
BrassTax is a monthly newsletter that provides clear and concise insights on important tax developments.
Related Practice(s): Corporate Taxation, Mergers & Acquisitions Taxation, Restructurings & Bankruptcies Taxation, Securitization & Structured Products Taxation, Tax, Tax Controversy
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Cabinet News & Views
Cabinet News & Views is a weekly newsletter covering news in the financial services industry.
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Cadwalader Climate
Cadwalader Climate is a twice-weekly newsletter that summarizes and provides the legal implications of climate-related developments.
Related Practice(s): Environmental, Social & Governance (ESG)
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Fund Finance Friday
Fund Finance Friday is a weekly market intelligence update for the fund finance market from Cadwalader.
Related Practice(s): Fund Finance
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Quorum
REF News & Views
REF News & Views is a monthly newsletter comprised of news and commentary around legal matters concerning mortgage finance, mezzanine finance, loan sales and construction finance.
Related Practice(s): Construction Finance, Joint Ventures, Loan Sales, Management & Leasing, Mezzanine Finance, Mortgage Finance, Real Estate, Real Estate Acquisitions & Dispositions, Real Estate Restructuring, Real Estate Workouts & Restructurings
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State Attorney General Insider
State Attorney General Insider is a newsletter on the latest notable cases and updates from within the State Attorneys General community.
Related Practice(s): Global Litigation, State Attorney General Practice
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Podcasts
Our podcasts delve into the legal trends shaping global business – from financial regulations to fund finance, investigations and more.
Videos
Understanding and Support: Fostering LGBTQ+ Allyship
June 25, 2024Related Page(s): Diversity & Inclusion
The FTC in Courts and Congress: Here Comes Trouble?
July 20, 2023Related Attorney(s): Bilal Sayyed
Related Practice(s): Antitrust
26th Annual Antitrust Symposium: Antitrust and Big Tech: What’s Next?
March 9, 2023Related Attorney(s): Bilal Sayyed
Related Practice(s): Antitrust
