Information you need from those in the know

Cadwalader regularly publishes materials, including newsletters and news alerts of interest to our clients. Our communications portfolio also includes articles authored by our attorneys, as well as information about events in which our personnel will participate.

Articles & Books

Key Takeaways: SFVegas 2024 Panel Discussions

March 12, 2024

There was plenty to discuss at the Structured Finance Association’s largest capital markets conference, SFVegas 2024, in Las Vegas from February 25–28, 2024. Here’s what our team heard about unsecured consumer ABS, Rule 4(a)(2) offerings, and the role of credit unions in auto loan ABS.


Related Attorney(s): Andrea Nixon, Hunter White
Related Practice(s): Securitization & Asset Based Finance
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Loan Transparency Proposals May Bring Some Clarity

February 15, 2024

Law360

Chris van Heerden, director at Cadwalader, authored an article, “Loan Transparency Proposals May Bring Some Clarity,” that appeared in Law360 on February 14 as part of the publication’s “Expert Analysis” column.


Related Practice(s): Fund Finance
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Enforcing security over limited partner interests in English limited partnerships

January 17, 2024

Butterworths Journal of International Banking and Financial Law

Cadwalader attorneys share some of the key issues for lenders when taking and enforcing security over a limited partner interest in an English limited partnership in Butterworths Journal of International Banking and Financial Law.


Related Attorney(s): Alix Prentice, George Pelling, Ijeoma Nwala, Samantha Hutchinson, Adam Blakemore, Satvi Vepa
Related Practice(s): Corporate & Financial Services Litigation & Regulation, Fund Finance, Tax
Related Office(s): London
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Events

The Market Risk Advisory Committee’s Roundtable

March 15, 2024

Cadwalader partner Peter Malyshev will be addressing the issues of carbon trading and environmental derivatives at the Market Risk Advisory Committee’s roundtable at the CFTC Headquarters in Washington, D.C.

Related Attorney(s): Peter Malyshev
Related Office(s): Washington
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Careers in M&A Law

March 19, 2024

Cadwalader special counsel Peter Bariso and manager of professional development Michael Tenenhaus will participate in the Careers in M&A Law program at the NYC Bar Association.

Related Attorney(s): Peter Bariso
Related Practice(s): Mergers & Acquisitions
Related Office(s): New York
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Law & Compliance Division Conference

April 24-26, 2024

Cadwalader is proud to be a gold sponsor of the FIA's Law & Compliance Division Conference. 

Related Attorney(s): Peter Malyshev
Related Practice(s): Financial Regulation
Related Office(s): Washington
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Clients & Friends Memos

Liquidity Management, Loan Origination and Credit Funds under AIFMD II

March 14, 2024

On 7 February 2024, the European Union adopted a final text amending the AIFMD and UCITS directives (AIFMD II). This memo considers what are entirely novel requirements attaching to liquidity management and loan origination activities by alternative investment funds (AIFs) managed by EEA AIFMs and their implications for credit funds once AIFMD II is fully in force (i.e. 20 days after publication in the EU Official Journal).


Related Attorney(s): Michael Newell, Alix Prentice
Related Practice(s): Financial Regulation
Related Office(s): London
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DOJ’s First 10b5-1 Plan Prosecution Survives Motion to Dismiss

March 11, 2024

In a first-of-its-kind case, the United States Attorney’s Office for the Central District of California announced a grand jury indictment on February 24, 2023 against former chairman and CEO of Ontrak, Terren Peizer.  Peizer was charged with securities fraud and insider trading based on 10b5-1 plan certifications he made in connection with his sale of Ontrak stock while knowing that the company was in the midst of losing a contract with its biggest client which it had not announced.


Related Attorney(s): Kenneth Breen, Phara Guberman, Elizabeth Gorman
Related Practice(s): Global Litigation, White Collar Defense and Investigations
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Department of Justice Announces New Whistleblower Rewards Program

March 11, 2024

On March 7, 2024, the U.S. Department of Justice (“DOJ”) announced that it will create a whistleblower rewards program under which individuals who report corporate misconduct can earn a share of any resulting DOJ forfeiture.  The details of the program have yet to be announced—the DOJ announced a “90-day sprint to develop and implement a pilot program with a formal start date later this year,” but the broad strokes of the program are clear.


Related Attorney(s): Jeffrey Clark, Martin Weinstein
Related Practice(s): White Collar Defense and Investigations
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Newsletters

Brass Tax

BrassTax is a monthly newsletter that provides clear and concise insights on important tax developments.


Related Attorney(s): Linda Swartz, Mark Howe, Adam Blakemore, Gary Silverstein
Related Practice(s): Corporate Taxation, Mergers & Acquisitions Taxation, Restructurings & Bankruptcies Taxation, Securitization & Structured Products Taxation, Tax, Tax Controversy


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Cabinet News & Views

Cabinet News & Views is a weekly newsletter covering news in the financial services industry. 




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Cadwalader Climate

Cadwalader Climate is a twice-weekly newsletter that summarizes and provides the legal implications of climate-related developments.


Related Attorney(s): Jason Halper, Duncan Grieve, Simon Walsh, Sara Bussiere, Elizabeth Moore, Timbre Shriver, Sharon Takhar, Jayshree Balakrishnan
Related Practice(s): Environmental, Social & Governance (ESG)


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Fund Finance Friday

Fund Finance Friday is a weekly market intelligence update for the fund finance market from Cadwalader. 


Related Attorney(s): Wesley Misson, Tim Hicks, Kurt Oosterhouse, Samantha Hutchinson, Brian Foster
Related Practice(s): Fund Finance


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REF News & Views

REF News & Views is a monthly newsletter comprised of news and commentary around legal matters concerning mortgage finance, mezzanine finance, loan sales and construction finance.


Related Attorney(s): Duncan Hubbard, Fredric Altschuler, Alan Lawrence, Holly Chamberlain, Bonnie Neuman, Steven Herman, Melissa Hinkle, Matthew Robertson, Christopher Dickson
Related Practice(s): Construction Finance, Joint Ventures, Loan Sales, Management & Leasing, Mezzanine Finance, Mortgage Finance, Real Estate, Real Estate Acquisitions & Dispositions, Real Estate Restructuring, Real Estate Workouts & Restructurings


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State Attorney General Insider

State Attorney General Insider is a newsletter on the latest notable cases and updates from within the State Attorneys General community.


Related Attorney(s): Douglas Gansler, Jodi Avergun, Jason Halper, Ellen Holloman, Joel Mitnick
Related Practice(s): Global Litigation, State Attorneys General Practice


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Podcasts

Our podcasts delve into the legal trends shaping global business – from financial regulations to fund finance, investigations and more.


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Videos

The FTC in Courts and Congress: Here Comes Trouble?

July 20, 2023

Related Attorney(s): Bilal Sayyed
Related Practice(s): Antitrust

Journal of Business & Technology Law Symposium

March 9, 2023

Related Attorney(s): Bilal Sayyed
Related Practice(s): Antitrust