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Cadwalader partner James Frazier will be speaking at PLI's Pension Plan Investments 2023: Advanced Perspectives program. James will speak on the "Current Fiduciary and Prohibited Transaction Issues" panel.
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Current Fiduciary and Prohibited Transaction IssuesTuesday, November 14 | 9:00 AM James Frazier, Partner, Financial Services |
The panel will discuss current issues in pension plan investment law affecting financial institutions. After attending this session, participants will be able to:
- Analyze fiduciary issues arising from the Additional Tier 1 Capital debt securities of the type issued by Credit Suisse
- Revisit the fiduciary rule again
- Discuss developments concerning the exemption application requirements
- Update as to amendments to the QPAM exemption
- Identify highlights of the SECURE 2.0 legislation for banks, insurance companies and asset managers
- Review notable prohibited transaction exemptions, advisory opinions and other guidance issued during the last year by the DOL
