Pension Plan Investments 2023: Advanced Perspectives

Cadwalader partner James Frazier will be speaking at PLI's Pension Plan Investments 2023: Advanced Perspectives program. James will speak on the "Current Fiduciary and Prohibited Transaction Issues" panel.

James Frazier  

Current Fiduciary and Prohibited Transaction Issues

Tuesday, November 14 | 9:00 AM

James Frazier, Partner, Financial Services


The panel will discuss current issues in pension plan investment law affecting financial institutions. After attending this session, participants will be able to:

  • Analyze fiduciary issues arising from the Additional Tier 1 Capital debt securities of the type issued by Credit Suisse
  • Revisit the fiduciary rule again
  • Discuss developments concerning the exemption application requirements
  • Update as to amendments to the QPAM exemption
  • Identify highlights of the SECURE 2.0 legislation for banks, insurance companies and asset managers
  • Review notable prohibited transaction exemptions, advisory opinions and other guidance issued during the last year by the DOL