FINRA Rule 4210 - SIFMA Webinar

On June 15, 2016 the SEC approved FINRA’s rule proposal to implement requirements for transactions in the To-Be-Announced (TBA) market and other Agency MBS mortgage markets. SIFMA will host a one-hour complimentary webinar that will cover critical aspects and implications of the final FINRA Rule 4210.

Cadwalader attorneys Steven Lofchie and Nihal Patel will provide an overview of the TBA margining rule as well as answer questions from webinar participants.


Join nearly 500 leaders from the financial services, investment management and legal communities for an afternoon of panels covering key trends in the commercial real estate, fund finance, debt fund, structured products and loan markets.