FINRA Rule 4210 - SIFMA Webinar

On June 15, 2016 the SEC approved FINRA’s rule proposal to implement requirements for transactions in the To-Be-Announced (TBA) market and other Agency MBS mortgage markets. SIFMA will host a one-hour complimentary webinar that will cover critical aspects and implications of the final FINRA Rule 4210.

Cadwalader attorneys Steven Lofchie and Nihal Patel will provide an overview of the TBA margining rule as well as answer questions from webinar participants.

CadwaladerNews

CadwaladerSpotlight

June 27: SFIG Legal Counsel Forum 2018

Partners Scott Cammarn and Neil Weidner will be speaking at this event in New York City.

Cadwalader's research and intelligence platform provides analysis on changes in U.S. financial regulation. Subscribers receive a daily newsletter interpreting new laws, rules and enforcement actions that impact financial institutions.