FINRA Rule 4210 - SIFMA Webinar

On June 15, 2016 the SEC approved FINRA’s rule proposal to implement requirements for transactions in the To-Be-Announced (TBA) market and other Agency MBS mortgage markets. SIFMA will host a one-hour complimentary webinar that will cover critical aspects and implications of the final FINRA Rule 4210.

Cadwalader attorneys Steven Lofchie and Nihal Patel will provide an overview of the TBA margining rule as well as answer questions from webinar participants.



Our latest podcast covers the legacy of the “Car Wash” investigation and how Brazil fits into the global landscape of white-collar crime enforcement.

To assist individuals in working from home during the coronavirus social-distancing period, Cadwalader is providing clients and friends free access to our legal research platform, the Cadwalader Cabinet.