FIA's 41st Annual Law & Compliance Division Conference

Cadwalader's Dorothy Mehta will be speaking on the "Asset Management / Buy Side Issues" panel at the FIA's 41st Annual Law & Compliance Division Conference on May 9.

The panel will review issues related to managed money through a review of CFTC, NFA and SEC initiatives that impact CPOs and CTAs, including the SEF and Part 4 rule proposals, position aggregation rules and Ownership and Control Reports (OCR), recent no-action letters, NFA’s new internal controls requirement, NFA exam priorities, regulatory change wish list and other areas of interest.



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