AML Compliance for Hedge Fund Managers Webinar
Cadwalader will host a CLE webinar, “AML Compliance for Hedge Fund Managers: Assessing the Regulatory Environment and Recent Enforcement Trends,” led by partners Dorothy Mehta and Joseph Moreno, and featuring Maureen Dollinger, Vice President of Financial Crime Legal at Barclays, and Adam Gehrie, General Counsel and Chief Compliance Officer at Gresham Investment Management.
Wednesday, July 27, 2016
11 AM-12 PM EDT
Navigating anti-money laundering (AML) obligations, reporting, and oversight can be particularly challenging for hedge fund managers, especially as domestic and international regulators intensify scrutiny and demand increased transparency. Join us for an in-depth session covering critical AML issues and trends specific to hedge funds, including:
- The existing AML regulatory regime and the risks and challenges for hedge fund managers in implementing and maintaining a robust compliance program
- The implications of FinCEN’s proposed AML rules for registered investment advisers and AML / Bank Secrecy Act regulations proposed by the New York State Department of Financial Services
- Best practices for monitoring transactions for suspicious activity and filing Suspicious Activity Reports (SARs)
- A discussion of recent AML enforcement trends, SEC OCIE examination issues, and international fallout from the release of the “Panama Papers”
CLE Information: This program has been approved in accordance with the requirements of the New York State Continuing Legal Education Board for a maximum of 1.0 credit hours in professional practice. This program is appropriate for both newly admitted and experienced NY attorneys. Credit in additional jurisdictions will be applied for upon request.
For questions about this webinar, contact Jennifer Olson at firstname.lastname@example.org.