SEC Exams to Include ESG Focus in 2023

February 21, 2023

On February 7, the Division of Examinations of the U.S. Securities and Exchange Commission (SEC) announced the publication of its 2023 examination priorities, which include a focus on ESG-related advisory services and fund offerings.

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SEC Exams to Include ESG Focus in 2023

Insights

First 10b5-1 Insider Trading Case Raises Compliance Issues

A Key Pitfall of Restricted Subsidiaries in Loan Agreements

Insider Trading and Off-Channel Communications in the Age of Remote and Hybrid Work Environments

Getting the Message: What to Do (and Worry About) With Ephemeral Messaging Apps and Personal Devices

Sponsors Seek Unique Revolver Control

Deals & Matters

Cadwalader Guides PW Partners In Cooperation Agreement With BJ’s Restaurants

Cadwalader and Citizens Budget Commission Support New York Court of Appeals Revival of Constitutional Challenge to New York Property Tax System

_____________________________________________

Firm News

Wes Misson Named a 2024 “Leader in the Law”

Mercedes Tunstall Named a Top 2024 Fintech/AI Lawyer

Andrew Karp Drawn to Cadwalader’s ‘Strong Relationships With Financial Markets’

IFLR Names Linda Swartz ‘Lawyer of the Year’ Finalist

Cadwalader Shortlisted for Multiple 2024 Women in Business Law Awards

About Cadwalader

We stand out from our competition because we help you stand out from yours.

News

Breaking new ground.

Resources

Information you need from those in the know.

Offices

Global Reach . . . local insight.

Careers

Find the perfect fit.

Find Professionals

SEC Exams to Include ESG Focus in 2023

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