Cadwalader Logo
Link to home page
Filters »
Search
Cabinet News - Research and commentary on regulatory and other financial services topics. Cabinet News - Research and commentary on regulatory and other financial services topics. Cabinet News - Research and commentary on regulatory and other financial services topics.
Search
Filters »
Expanding Regulatory Reach over Intermediaries That May Constitute Regulated Exchanges
March 2, 2023
Profile photo of contributor Peter Y. Malyshev
Partner | Financial Regulation

In response to changes in business practices, regulations and laws eventually change, too. During the past few years derivatives markets are witnessing this change as it applies to trading facilities as well as to entities that provide services that may be ancillary to intermediated swap execution. Indeed, the lines are becoming blurred between a traditional derivatives exchange and a facility or an entity that only a few years ago no one would recognize as an organized exchange.

This Clients & Friends Memo formed the basis for a recent webinar for the Futures Industry Association’s Law & Compliance Division. 

You can read the Clients & Friends Memo here.

Search
Filters »

Recent Issues

October 31, 2024
October 10, 2024
September 26, 2024
All Issues »
© 2024 | Notices | Manage Subscription | Contacts