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Email The SEC has issued a release (the "Release") proposing Regulation Systems Compliance and Integrity ("Regulation SCI"). The Release would impose a variety of requirements upon key market participants, e.g., exchanges and certain alternate trading systems ("ATSs"), clearing agencies, FINRA, the MSRB, and "plan participants," with respect to automated systems that directly support trading, clearance and settlement, order routing, market data, regulation or surveillance. https://www.cadwalader.com/resources/clients-friends-memos/sec-issues-proposed-regulation-sci-to-enhance-its-regulatory-oversight-of-exchanges-plan-processors-atss-and-other-key-market-participants