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Changes in laws, rules and interpretations;
speeches, proposals and studies:
Expansions and improvements of the Cabinet;
related developments:
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Cabinet 2.0: Stay Current, Be Informed, Work Smarter

Key Dates

Comment Deadlines

November 20, 2015: MSRB draft rule amendments to Rule G-15 ("Confirmation, Clearance, Settlement and Other Uniform Practice Requirements with Respect to Transactions with Customers") to require broker-dealers and municipal dealers to disclose the mark-up or mark-down on retail customer confirmations for specified principal transactions (MSRB Reg. Notice 2015-16) - Submit comments to the MSRB

November 23, 2015: Proposed CFTC amendment in connection with the material terms for which counterparties must resolve discrepancies when engaging in portfolio reconciliation (80 FR 57129) - Submit comments to the CFTC

Awards & Endorsements

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