Events - archive


Fourth Annual Roundtable at the JPMorgan Healthcare Conference

Jan 10, 2018

On January 10, Cadwalader hosted its fourth annual roundtable discussion for clients and friends during the 36th Annual JPMorgan Healthcare Conference, one of the premier conferences in the healthcare industry.

Related Attorney(s): Dorothy Auth Ph.D., Richard Brand, Stephanie Marcantonio, William Mills, Paul Mourning
Related Practice(s): Corporate, Health Care, Intellectual Property
Related Office(s): New York
read more »

2018 CRE Finance Council January Conference

Jan. 8-10, 2018

Cadwalader is proud to sponsor the 2018 CREFC January Conference in Miami, FL. Partner Stuart Goldstein will be moderating the panel "CRE CLOs are Back...What's Different this Time?".

Related Attorney(s): Stuart Goldstein
read more »

Conducting Internal Investigations: Recent Enforcement Trends, Best Practices & Ethical Considerations

Dec 12, 2017

A discussion covering the current regulatory and enforcement environment, investigation best practices and ethical considerations.

Related Attorney(s): Todd Blanche, Kyle DeYoung, Jason Halper, Ellen Holloman
Related Practice(s): White Collar Defense and Investigations
read more »

Cybersecurity Threats to Banks and Financial Institutions: What to Know and What to Do

Nov 30, 2017

From massive ransomware attacks to insider trading, cyberattacks pose an increasingly costly threat to the financial sector in the U.S. and abroad. In this program, Joseph V. Moreno, partner at Cadwalader, Wickersham & Taft LLP, Joshua J. Larocca, managing director at Stroz Friedberg, and Dr. Shane D. Shook, affiliate expert witness at Bates Group, will discuss the current state of play in cybersecurity trends and issues. They will examine the evolving nature of attacks and victims, what financial institutions can do to mitigate their cybersecurity risk and how they can effectively respond to a cyberattack, and the legal obligations and potential areas of liability for firms that fail to adopt adequate cybersecurity compliance programs and controls.

Related Attorney(s): Joseph Moreno
Related Practice(s): Cybersecurity and Data Protection, White Collar Defense and Investigations
read more »

Advanced EU Competition Law, Brussels Conference

Nov 21-22, 2017

Cadwalader is proud to sponsor the Advanced EU Competition Law, Brussels Conference, which will take place from November 21 - 22 in Brussels. 

Related Attorney(s): Tom Bainbridge, Vincent Brophy, Janaki Tampi
Related Practice(s): Antitrust, Antitrust Litigation & Civil Investigations, Global Litigation
Related Office(s): Brussels, London
read more »

Naturalization Clinic Training

Nov 14, 2017

An overview of the basic knowledge required to help eligible candidates file for naturalization.

Related Office(s): Charlotte
read more »

Finance Forum 2017

Nov 8, 2017

Cadwalader hosted the second annual Finance Forum in Charlotte, North Carolina on November 8, 2017.  The event served as a forum to discuss emerging trends, market developments and hot topics with industry leaders for the financial services and investment management community.

Related Attorney(s): David Burkholder, Scott Cammarn, Holly Chamberlain, Jeremy Cross, Kyle DeYoung, Brian Foster, Stuart Goldstein, Jason Halper, Melissa Hinkle, Mark Howe, Michael Mascia, Wesley Misson, Joseph Moreno, Peter Morreale, Jeffrey Nagle, Bonnie Neuman, Kurt Oosterhouse, Nihal Patel, Patrick Quinn, Jeffrey Robins, Anne Tompkins, Neil Weidner
Related Practice(s): CLOs, Commercial Mortgage-Backed Securities, Corporate Finance, Fund Finance, Real Estate, Residential Mortgage-Backed Securities, Securitization & Asset Based Finance, White Collar Defense and Investigations
Related Office(s): Charlotte
read more »

SFIG Residential Mortgage Finance Symposium

Nov 7-8, 2017

Cadwalader is pleased to sponsor SFIG's 2017 Residential Mortgage Finance Symposium, the first event of its kind exploring the intersection of private capital and government sponsored entities in the Residential Mortgage Market. The Symposium will encompass the entire spectrum of the mortgage finance market: Single Family Rental properties, Non-Performing & Re-Performing Loans, Mortgage Servicing Rights, Credit Risk Transfer transactions, and Private Label Securitizations, as well as updating work on RMBS 3.0 standardization and best practices.

read more »

Duff & Phelps' 2017 General Counsel Symposium

Nov 2, 2017

Cadwalader Partner Ellen Holloman will be speaking on a the "Post-Acquisition Litigation: What Are We Seeing Now" Panel at Duff & Phelps' 2017 General Counsel Symposium.

Related Attorney(s): Ellen Holloman
Related Practice(s): Class Action Defense, Corporate & Financial Services Litigation & Regulation, Global Litigation, International Dispute Resolution
read more »

European CLO Summit 2017

Nov 2, 2017

Cadwalader Partner David Quirolo will be speaking on "CLO Markets in a Regulated Environment" at the European CLO Summit 2017 organised by the Opal Group in London.

Related Attorney(s): David Quirolo
Related Practice(s): CLOs, Securitization & Asset Based Finance
Related Office(s): London
read more »

Investing in Loans 2017

Nov 2-3, 2017

Cadwalader Partner Nick Shiren will be speaking at the Investing in Loans Forum in Lisbon.

Related Attorney(s): Nick Shiren
Related Practice(s): CLOs, Investment Management, Investment Management Regulation & Compliance, Securitization & Asset Based Finance
Related Office(s): London
read more »

American Conference Institute's 14th National Forum on Energy Trading Compliance and Regulatory Enforcement

Nov 1-3, 2017

Cadwalader counsel George D. Billinson will be participating in a workshop primer entitled "Energy Trading Regulation and Compliance Boot Camp: A Guide to Relevant Agencies, Key Regulations, and Compliance Fundamentals", at the ACI's 14th National Forum on Energy Trading Compliance and Regulatory Enforcement.

Related Attorney(s): George Billinson
Related Practice(s): Energy Regulation & Litigation
Related Office(s): Washington
read more »

Key Principles in Bankruptcy Law

Oct 18, 2017

A discussion covering bankruptcy remote structuring in US and Cayman transactions.

Related Attorney(s): Joseph Beach, Peter Dodson, Gregg Jubin
Related Practice(s): Financial Restructuring
Related Office(s): New York
read more »

3rd Annual European Fund Finance Symposium

Oct 11, 2017
Related Attorney(s): Jeremy Cross, Wesley Misson
Related Practice(s): Fund Finance
Related Office(s): London
read more »

Issues in Structured Lending

Oct 04, 2017

A program covering the latest trends and issues in the structured lending market. 

Related Attorney(s): Gregg Jubin, Nathan Spanheimer, Neil Weidner
Related Practice(s): Structured Products
Related Office(s): New York
read more »

Men and Women in Trading - Addressing the Gender Balance

September 21, 2017 | 7.45 - 10.00 am

Cadwalader's Autumn event, focused on men and women in trading and discussed how we could encourage greater diversity across the industry.

Related Attorney(s): Assia Damianova, Louisa Watt
Related Practice(s): CLOs, Debt & Claims Trading, Financial Restructuring, Securitization & Asset Based Finance
Related Office(s): London
read more »

23rd Annual ABS East Conference

Sep 17-19, 2017

Cadwalader partners Stuart Goldstein, Neil Weidner and Joseph Moreno will be speaking at the ABS East 2017 conference, which will take place September 17-19 in Miami Beach, FL. Serving as one of the most important structured finance industry conferences, the 2017 gathering anticipates a delegation of over 4,000 structured finance professionals, which includes more than 2,000 attendees representing a diverse cross section of issuers and investors in the ABS market.

Now in its 23rd year, ABS East has solidified its place as the must-attend Fall gathering of the securitization industry, offering beneficial market insights with actionable takeaways. As always, the program is developed by investors, and led by issuers, to ensure a timely and objective program.

Related Attorney(s): Stuart Goldstein, Joseph Moreno, Neil Weidner
Related Practice(s): Asset-Backed Commercial Paper, Auto Securitization, CLOs, Commercial Mortgage-Backed Securities, Corporate, Derivatives & Structured Products, Distressed Structured Products, Fintech, Fund Finance, Fund Formation, Insurance-Linked Securities, Investment Management, Investment Management Transactions, Mortgage Banking & Whole Loan Trading, Municipal Securitization, OTC Derivatives, Residential Mortgage-Backed Securities, Securitization & Asset Based Finance, Sports Law, Structured Products, Warehouse Lending
Related Office(s): Charlotte, New York
read more »

Fund Finance Summer Update 2017

Sep 7, 2017

Cadwalader, Wickersham & Taft LLP and Ropes & Gray LLP are sponsoring this year’s Fund Finance Summer Update in Boston, Massachusetts on September 7th.

Related Attorney(s): Jeremy Cross, Brian Foster, Tim Hicks, Michael Mascia, Wesley Misson, Kurt Oosterhouse
Related Practice(s): Fund Finance, Securitization & Asset Based Finance
Related Office(s): Charlotte
read more »

Title IX, Due Process & the Trump Administration

Aug 8, 2017

Cadwalader Partner Anne Tompkins and Special Counsel Joseph Jay spoke in a webinar entitled Title IX, Due Process & the Trump Administration.  They discussed due process implications from campus-based investigations and resolutions of Title IX complaints, best practices for campus Title IX investigations and resolutions that afford adequate due process to both complainants and respondents, and new guidance and potential policy changes to Title IX enforcement from Trump administration.

Related Attorney(s): A. Joseph Jay III, Anne Tompkins
Related Practice(s): Anti-Money Laundering Investigations and Compliance, Corporate Governance, Economic Sanctions, FCPA Enforcement and Compliance, False Claims Act and Health Care Fraud, Financial Regulation, Fintech, Global Litigation, Health Care, Health Care Fraud Strike Force, Pharmaceutical Regulation and Compliance, Securities Enforcement and Compliance, Sports Law, White Collar Defense and Investigations
Related Office(s): Charlotte, Washington
read more »

Marching for Justice: A Discussion with Women's March Founders

July 19, 2017

The third installment of our Civil Rights Series will feature Mrinalini Chakraborty, Emma Collum and Breanne Butler, three of the founders and organizers of the historic Women’s March that took place around the world on January 21.

Related Office(s): New York
read more »

Issues in Structured Lending

July 12, 2017

A program covering the latest trends and issues in the structured lending market. 

read more »

The Impact of BEPS & Brexit - How BEPS & Brexit Will Impact Alternative Asset Management

July 12, 2017

BEPS is likely to have more impact on the alternative fund industry's structure than any other measure that has come along in the last 25 years.  This event examined the impact.  It also analysed how Brexit will affect the geography of European Asset Management.

Related Attorney(s): Adam Blakemore
Related Practice(s): Tax
Related Office(s): London
read more »

Anti-Money Laundering: Professional Enablers and Corrupt Capital

July 11, 2017 | 11:30 am (EDT)

This webinar, hosted by Bloomberg, is dedicated to parties who are often involved in financial transactions and may unwittingly be paving the way for international corruption.  Join Cadwalader partner, Joseph Moreno and Bloomberg KYC AML specialists for a discussion around best practices in compliance and investigation and gain actionable steps to mitigate the risk of exposure to corrupt capital.

Related Attorney(s): Joseph Moreno
Related Practice(s): Anti-Money Laundering Investigations and Compliance, White Collar Defense and Investigations
Related Office(s): New York, Washington
read more »

LMA Secondary Training

June 22, 2017

Louisa Watt will be presenting on "Completing a trade confirmation - difference between par & distressed", a step-by-step comparison between the par and distressed trade confirmations.

The Loan Market Association (LMA) are holding a one-day training session on the secondary syndicated loan market and the mechanics in LMA documentation on June 22, 2017, in London. The presentations will be delivered by senior professionals working in the market who have first-hand experience and knowledge of the industry.

Related Attorney(s): Louisa Watt
Related Practice(s): Debt & Claims Trading, Financial Restructuring
Related Office(s): London
read more »

Investment Opportunities in Structured Finance

June 22, 2017

In this first installment of our Investment Fund Talks series, Cadwalader partners Yushan Ng and Jeremiah Wagner, and KKR director Varun Khanna discussed the benefits and opportunities for funds in using structured finance and securitisation both in stressed situations as well as for opportunistic investments, dispelling some of the myths along the way.

Related Attorney(s): Yushan Ng, Jeremiah Wagner
Related Practice(s): Derivatives & Structured Products, Financial Restructuring, Securitization & Asset Based Finance, Structured Products
Related Office(s): London
read more »

SIFMA Credit and Margin Annual Conference - 2017

June 20-21, 2017

Cadwalader partner Steve Lofchie and Cadwalader associate Nihal Patel will be moderating panels at the SIFMA Credit and Margin Annual Conference on June 22nd, 2017. 

Partner Steve Lofchie is moderating a panel, "Regulatory Panel".

Associate Nihal Patel is moderating a panel, "TBA and Covered Agency Transactions".

Related Attorney(s): Steven Lofchie, Nihal Patel
Related Practice(s): Bank Regulation, Broker-Dealer Regulation, Commodities & Futures Regulation, Derivatives & Structured Products, Financial Regulation, Investment Management, Investment Management Litigation, Investment Management Regulation & Compliance, Investment Management Transactions, OTC Derivatives, Structured Products, Swap Regulation
Related Office(s): New York
read more »

The Domino Effect: If Abortion Rights Fall, LGBT Rights are Next

June 20, 2017

In celebration of Pride month, the second installment of our Civil Rights Series will feature Rachel Tiven (CEO of Lambda Legal) and Nancy Northup (President & CEO of the Center for Reproductive Rights) for a discussion of their February 22, 2017, Washington Post op-ed “If Abortion Rights Fall, LGBT Rights Are Next.” 

Related Office(s): New York
read more »

IFLR Structured Products and Derivatives Forum 2017

June 13, 2017

International Financial Law Review hosted the IFLR Structured Products and Derivatives Forum which focused on regulatory developments and opportunities arsing from Mifid II, EMIR and Priips implementation.

Related Attorney(s): David Quirolo, Nick Shiren
Related Practice(s): CLOs, Securitization & Asset Based Finance
Related Office(s): London
read more »

AFME & IMN present The 21st Annual Global ABS

June 6 - 8, 2017

Cadwalader is proud to sponsor AFME & IMN's 21st Annual Global ABS, taking place on June 6-8 2017, in Barcelona, Spain. The 2017 programme will closely examine the impact of major global regulatory initiatives and political developments, and how the securitisation market will adapt to these volatile times. Over 3,500 leaders in the global ABS market attend this event annually, making it the largest annual European structured finance gathering.

Related Attorney(s): Stephen Day, David Quirolo, Nick Shiren, Daniel Tobias, Jeremiah Wagner, Louisa Watt
Related Practice(s): CLOs, Debt & Claims Trading, Fintech, Securitization & Asset Based Finance
Related Office(s): London
read more »

CREFC Annual Conference 2017

Jun 5-7, 2017

Cadwalader is proud to sponsor the 2017 CREFC Annual Conference. The CRE Finance Council (CREFC) is the trade association for the $3.8 trillion commercial real estate finance industry. More than 300 companies and 9,000 individuals are members of CREFC. Member firms include balance sheet and securitized lenders, loan and bond investors, private equity firms, servicers and rating agencies, among others.

Related Attorney(s): Michael Gambro, Stuart Goldstein, William McInerney
Related Practice(s): Real Estate, Securitization & Asset Based Finance
Related Office(s): Charlotte, New York
read more »

Society of Corporate Compliance and Ethics Higher Education Compliance Conference 2017

June 4-7, 2017

Anne Tompkins and Joe Jay, with Thomas Shanahan, Senior Vice President and General Counsel at the University of North Carolina, will present on “Complying with Title IX and Clery and Providing Due Process to Respondents in Sexual Harassment and Sexual Violence Investigations on Campus” at the Society of Corporate Compliance and Ethics (SCCE) Higher Education Compliance Conference in Baltimore on June 5, 2017.

Related Attorney(s): A. Joseph Jay III, Anne Tompkins
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Charlotte, Washington
read more »

This Land is Our Land: Oyama v. California

May 31, 2017

Cadwalader is proud to once again host the New York premiere of a case reenactment developed and presented by the Asian American Bar Association of New York.  Please join us on May 31, 2017 at the New York office of Cadwalader for the reenactment of a case that challenged California’s use of its Alien Land Law against a Japanese American family and was ultimately decided by the Supreme Court of the United States in 1948.

Related Attorney(s): Kathy Chin, Jessica Wong
Related Office(s): New York
read more »

Competition Law in the Financial Services Sector

May 30, 2017

Cadwalader is proud to sponsor the Competition Law in the Financial Services Sector conference in London. The conference will take place on May 30, 2017. The programme will feature the latest updates on all major issues in financial services competition law, from the Deutsche Bank/LSE merger, to big data and private enforcement. Please join us for a full day of thought provoking discussion and valuable networking opportunities. Partner Vincent Brophy will be chairing the conference.

Related Attorney(s): Vincent Brophy
Related Practice(s): Antitrust, Antitrust Litigation & Civil Investigations
Related Office(s): Brussels, London
read more »

2nd Annual GRR Live London 2017

May 25, 2017

Join Yushan Ng, Global Financial Restructuring Co-Chair, and partner at the 2nd Annual GRR Live London 2017 event on May 25, 2017. Yushan will be participating in the roundtable discussion `How to increase your leverage in a restructuring’. Finding leverage in a restructuring is an art: knowing when to move, and where (and how hard) to apply pressure.

Related Attorney(s): Yushan Ng
Related Practice(s): Financial Restructuring
Related Office(s): London
read more »

The 6th Annual Investor’s Conference on CLOs & Leveraged Loans

May 24-25, 2017

Cadwalader is proud to sponsor IMN’s 6th Annual Investors’ Conference on CLOs and Leveraged Loans, taking place May 24-25, 2017, in New York City.

The Investors’ Conference on CLOs and Leveraged Loans program will feature extensive coverage on outlook for issuance in 2017, structural and legal considerations, relative value from a research analyst and investor perspective, the role of CLOs in commercial real estate finance, leveraged loan performance and analysis, ratings methodology for CLOs, and more. Furthermore, this conference provides in depth coverage on the leveraged loan market which is of great interest to the loan level investor. Such discussions include changing lending standards in the loan market, assessing underlying leveraged loan market performance and credit outlook, finding relative value in corporate credit: the loan investor roundtable, the changing face of private lenders, and exploring investment alternatives in the loa

Related Attorney(s): Joseph Beach, Gregg Jubin, Neil Weidner
Related Practice(s): CLOs
Related Office(s): Charlotte, New York, Washington
read more »

An Evening with NASA’s General Counsel Sumara Thompson-King

May 16, 2017

Cadwalader DC Women’s Leadership Initiative presents an Evening with NASA’s General Counsel Sumara Thompson-King. Guests will have the pleasure of hearing Ms. Thompson-King speak about her groundbreaking career as NASA’s first African-American and first woman to serve in the position. As General Counsel, Ms. Thompson-King provides legal advice and counsel to NASA’s Administrator and senior management on a range of legal matters and leads the agency’s legal team. 

Related Attorney(s): Kathryn Borgeson, Sophie Cuthbertson, Danielle Katz
Related Office(s): Washington
read more »

Advanced EU Competition Law Conference

May 15-17, 2017

Cadwalader is proud to sponsor the Advanced EU Competition Law Conference in London. The Advanced EU Competition Law Conference will take place on May 15-17, 2017, in London. The programme will feature in-depth practical analysis and solutions brought to you directly from senior regulators, top in-house counsel, economists and specialised advisors dealing with multi-billion dollar cases. Join us this May for a full day of thought provoking discussion and valuable networking opportunities. Partner Vincent Brophy will be chairing the Focus Day.

Related Attorney(s): Vincent Brophy
Related Practice(s): Antitrust, Antitrust Litigation & Civil Investigations
Related Office(s): Brussels, London
read more »

Transaction Advisors M&A San Francisco Conference 2017

May 11, 2017

Jason Halper will be presenting on “Preparing the Board for a Transaction” at the Transaction Advisors M&A Conference in San Francisco on May 11, 2017. This panel discussion will provide a briefing on the key fiduciary duties for public and private company directors; cover issues in deals where there is a contemporaneous IPO and acquisition process; look at methods for avoiding financial advisor conflicts; consider key steps for advancing from late-stage private funding to an IPO and then operating as a newly public company; applying the latest guidance from the SEC, and changes in M&A law including a discussion on shifting corporate governance obligations.

Related Attorney(s): Jason Halper
Related Practice(s): Corporate Governance, Global Litigation, Mergers & Acquisitions
Related Office(s): New York
read more »

Creating Liquidity – Azure Rock Partners’ Second Securitisation Seminar

May 10, 2017

Cadwalader presented on "Fintech and other new areas of Securitisation" at Creating Liquidity – Azure Rock Partners’ Second Securitisation Seminar, which is being hosted on May 10, 2017 in Malta. 

This second seminar on Securitisation is being organised as a follow-up to the highly successful first seminar organised by Azure Rock Partners in September 2016. International expert will be presenting and discussing various aspects of Securitisation highlighting trends in the European regulatory regime and focusing mainly on Investors’ perspectives, Insurance Linked Securities and Asset Backed Securities. The event will include panel and discussion sessions with experts and ample opportunity for networking.

 

Related Practice(s): Insurance-Linked Securities, Securitization & Asset Based Finance
Related Office(s): London
read more »

ISDA 32nd Annual General Meeting - Lisbon

May 9, 2017

Partner Jeffrey Robins will speak on a panel at the ISDA 32nd Annual General Meeting on May 9th, 2017.

The panel, which is entitled 30th Anniversary of the ISDA Master Agreement: Evolution of Key Industry Documentation, will discuss the evolution of standard derivatives documentation, including the factors leading to the success of standard forms, threats to the standard over its life, and future outlook. How has regulation and technology changed the landscape and what is the outlook for the next 30 years?

Related Attorney(s): Jeffrey Robins
Related Practice(s): Bank Regulation, Broker-Dealer Regulation, Derivatives & Structured Products, OTC Derivatives, Structured Products, Swap Regulation
Related Office(s): New York
read more »

ABA Hot Topics in Delaware Appraisal Actions

May 8, 2017

Jason Halper will speak at Hot Topics in Delaware Appraisal Actions, a roundtable discussion presented by the American Bar Association’s Commercial & Business Litigation Committee and co-sponsored by the Securities Litigation Committee on May 8, 2017. This roundtable will cover hot topics and recent developments in Delaware appraisal actions. The themes covered by leading attorneys in the field will include recent decisions and valuation issues, relevant to in-house and external counsel alike.

Related Attorney(s): Jason Halper
Related Practice(s): Corporate Governance, Global Litigation, Mergers & Acquisitions
Related Office(s): New York
read more »

Creditflux Symposium & Manager Awards

May 3, 2017

David Quirolo will be presenting on "European Regulation Update – How worried should we be about new European risk retention regulation?" at Creditflux's renowned Credit Symposium and Manager Awards will take place on 3 May 2017, once more at The Landmark Hotel in London.

Returning for a sixth year as the global credit market's pre-eminent discussion and networking forum, the Symposium invites leading thinkers from across the industry to address the market's meatiest topics.

Related Attorney(s): David Quirolo, Nick Shiren, Daniel Tobias
Related Practice(s): CLOs, Securitization & Asset Based Finance
Related Office(s): London
read more »

ACI 8th Annual Advanced Forum on Managed Care Disputes and Litigation

May 2-3, 2017

Amy Ray will present on “Antitrust Cases: How to Adjust Your Business Model in the Wake of the Anthem/Cigna and Humana/Aetna Decisions” at the ACI 8th Annual Advanced Forum on Managed Care Disputes and Litigation in Philadelphia, PA on May 3, 2017. This distinguished panel will help attendees understand two of the most impactful antitrust cases in recent history for the managed care industry, and interpret the lasting effect they will have on providers, MCOs, and the market as a whole.

Related Attorney(s): Amy Ray
Related Practice(s): Antitrust, Global Litigation, Health Care
Related Office(s): Washington
read more »

21st Century Reform: How Will Possible U.S. Regulatory and Legislative Developments in the Financial Services Industry Affect Financial Institutions Based in the UK?

Apr. 26, 2017

Cadwalader's London office hosted an in-depth discussion on the changing landscape of U.S. financial services regulation under the Trump Administration from a UK perspective, featuring partners from Cadwalader's U.S. and London capital markets and regulatory groups.

Related Attorney(s): Scott Cammarn, Jeremiah Wagner
Related Practice(s): Financial Regulation, Securitization & Asset Based Finance
Related Office(s): Charlotte, London
read more »

Branding Program with Georgetown Military Law Society

Apr. 19, 2017

Cadwalader is proud to host a branding presentation for Georgetown’s Military Law Society at Cadwalader’s Washington, DC office. Members of Georgetown’s Military Society will learn how to build and effectively market their personal brand. Students will have the opportunity to kick-start their personal branding with the help of professional photographers who will be available to take portraits of the students for their use on Linkedin and other business development and networking platforms.

Cadwalader partners Joseph Moreno and Brian Wallach will present to the students during the program.

Related Attorney(s): Joseph Moreno, Brian Wallach
Related Office(s): Washington
read more »

Global Financial Markets: A Look Ahead to the Future of Law & Business in a Changing World

Apr 12, 2017

Scott Cammarn spoke on a panel about “Global Financial Markets: A Look Ahead to the Future of Law & Business in a Changing World.” Cadwalader’s Charlotte office hosted the event along with the Duke Law Alumni Office, in association with the Global Financial Markets Center at Duke Law School.

Related Attorney(s): Scott Cammarn
Related Practice(s): Financial Regulation
Related Office(s): Charlotte
read more »

CREFC Symposium - Women's Network

Apr. 6, 2017

Cadwalader Wickersham & Taft is proud to host the CREFC Symposium sponsored by the CRE Finance Council Women’s Network on Thursday, April 6th. This event is open to both men and women.

Related Attorney(s): Bonnie Neuman, Lisa Pauquette
Related Practice(s): Real Estate
Related Office(s): New York
read more »

4th Annual Investors' Conference on European CLOs & Leveraged Loans

Apr. 5, 2017

Cadwalader is proud to sponsor the 4th Annual Investors' Conference on European CLOs and Leveraged Loans. IMN's 4th Annual Investors' Conference on European CLOs and Leveraged Loans will take place 5 April, 2017, in London. Given the potential of the European market, this event is extremely valuable as it brings together leading European CLO managers, regulators, and CLO investors to discuss key developments and investment opportunities in the industry. 

Related Attorney(s): David Quirolo, Nick Shiren
Related Practice(s): CLOs, Securitization & Asset Based Finance
Related Office(s): London
read more »

The 4th Annual Residential Mortgage Servicing Rights Conference

Mar. 27-28, 2017

Cadwalader is proud to sponsor the 4th Annual Residential Mortgage Servicing Rights Conference.

Related Attorney(s): Chris Gavin
Related Practice(s): Residential Mortgage-Backed Securities
Related Office(s): New York
read more »

The Banking Institute at UNC School of Law

Mar. 23-24, 2017

Cadwalader is pleased to participate in the Banking Institute at UNC School of Law.

 

Related Attorney(s): Jodi Avergun, Scott Cammarn
Related Practice(s): Anti-Money Laundering Investigations and Compliance, Bank Regulation, Financial Regulation, White Collar Defense and Investigations
Related Office(s): Charlotte, Washington
read more »

7th Annual Global Fund Finance Symposium

Mar. 14, 2017

Cadwalader is proud to sponsor the Fund Finance Association’s 7th Annual Global Fund Finance Symposium.

Related Attorney(s): Jeremy Cross, Michael Mascia, Wesley Misson
Related Practice(s): Fund Finance
Related Office(s): Charlotte, London
read more »

Women in Securitisation and Structured Finance: Have recent developments in the capital markets opened up more opportunities for women?

March 8, 2017 | 6.00 - 8.30 pm

Bring colleagues and join us on International Women’s Day - Wednesday 8 March 2017 - for our next Women in the City event which is focused on securitisation and structured finance. 

Related Attorney(s): Suzanne Bell
Related Office(s): London
read more »

LendIt 2017

Mar. 6-7, 2017

Cadwalader is proud to sponsor the LendIt Conference, the world’s biggest show in lending and fintech.

Related Attorney(s): Scott Cammarn
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): New York
read more »

SFIG Vegas 2017

Feb. 26, 2017 - Mar. 1, 2017

Cadwalader is proud to sponsor the SFIG Vegas 2017 Conference. SFIG and co-host IMN present the largest capital markets conference in the world, SFIG Vegas 2017, February 26 - March 1, 2017, at the Aria Resort & Casino in Las Vegas.

Related Attorney(s): Michael Gambro, Chris Gavin, Neil Weidner
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): Charlotte, London, New York
read more »

Women's Leadership Initiative: Women Supporting Women

Feb. 21, 2017

Cadwalader’s Women’s Leadership Initiative is hosting a winter social focused on women supporting women. We are partnering with Sozo Gallery to highlight the artwork of Charlotte-based artist Laura McCarthy.

Related Attorney(s): Holly Chamberlain, Anne Tompkins
Related Office(s): Charlotte
read more »

Due Diligence in Subscription Credit Facilities Seminar

Feb 15, 2017

A program covering best practices on the legal due diligence necessary to advise lenders as to the embedded risks in fund and investor documentation in a subscription credit facility.

Related Attorney(s): Tim Hicks, Michael Mascia
Related Practice(s): Fund Finance
Related Office(s): Charlotte
read more »

S&P Global Platts 16th Annual Liquefied Natural Gas Conference

Feb. 9, 2017 - Feb. 10, 2017

Cadwalader is proud to sponsor the S&P Global Platts 16th Annual Liquefied Natural Gas Conference on February 9 – February 10, 2017 at the Westin Oaks Houston at the Galleria in Houston.

Related Attorney(s): Brett Snyder
Related Practice(s): Energy Regulation & Litigation
Related Office(s): Houston, Washington
read more »

Constance Baker Motley, James Meredith, and the University of Mississippi

Feb. 8, 2017

Please join us, Cadwalader’s Center for Diversity and Inclusion, and guests on February 8, 2017, for a reenactment of James Meredith’s fight to join the University of Mississippi represented by the esteemed civil rights activist, Constance Baker Motley, and the NAACP Legal Defense and Educational Fund. 

Related Office(s): New York
read more »

The Evolution of the Alternative Asset Management Industry

Jan 26, 2017 | 8.30 am - 5.45 pm

Adam Blakemore presented on "How BEPS and related tax rule changes affect investors, managers & service providers.

IFI Global in association with ADI, The Tracker and The NED held a presentation and debate focusing on Brexit, BEPS, ManCO Platforms, Fund Structuring, Domiciliation, Governance and Risk.

Related Attorney(s): Adam Blakemore
Related Practice(s): Tax
Related Office(s): London
read more »

LMA London Secondary Training Day

January 19, 2017 | 09.00 - 16.30

Louisa Watt presented on "Completing a trade confirmation - difference between par & distressed".

The Loan Market Association held a one-day training session on the secondary syndicated loan market and the mechanics in LMA documentation.  The presentations were delivered by professional working in the loan market who had first-hand experience and knowledge of the industry.

 

 

 

Related Attorney(s): Louisa Watt
Related Practice(s): Debt & Claims Trading, Financial Restructuring
Related Office(s): London
read more »

Marketplace Lending Forum: Key Considerations for Risk Retention in Securitization

Jan. 11, 2017

Securitization continues to be a key source of capital for many marketplace lenders.

This webinar in association with Lendit and Lending Times, will focus on key factors to consider in choosing the optimal risk retention structure and investors and other partners to assist in implementing that structure.

Related Attorney(s): Gregg Jubin
Related Practice(s): Fintech, Securitization & Asset Based Finance
read more »

Understanding the ISDA Margin Protocol for Commercial Entities

Dec. 15, 2016

Beginning March 1, 2017, uncleared swaps will be subject to margin requirements under rules adopted in the US and other G-20 nations.

Our speakers played a central role in the development of the ISDA margin documentation and protocols. Please join us for a discussion focused specifically on considerations for commercial entities that may be swap dealers or financial end users, including margin classification tasks, defining an approach to documentation, and keys to simplifying use of the protocol.

Related Attorney(s): Nihal Patel, Jeffrey Robins
Related Practice(s): Energy Regulation & Litigation
read more »

New Developments in Securitization 2016

Dec 14, 2016

Partners Cheryl Barnes and Frank Polverino will be speaking at this seminar. 

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation. Some asset-backed securities (ABS) markets, such as auto securitizations, collateralized loan obligations (CLOs), and commercial mortgage-backed securities (CMBS) are experiencing robust activity, with issuance volumes steadily rising. Other markets such as residential mortgage-backed securities (RMBS) are slower to reemerge. Significant new regulatory developments have occurred in certain areas.

At this program, you will receive an intensive and comprehensive introduction and update on what legislative and regulatory actions and initiatives are underway, and what market responses can be expected.

Related Attorney(s): Cheryl Barnes, Frank Polverino
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): New York, Washington
read more »

Just When You Thought it was Safe: Aggregation and Position Limits, Yet Again

Dec. 14, 2016

Once again, the Commodity Futures Trading Commission (“CFTC”) has brought position limits to the forefront of its regulatory agenda.

Please join us on December 14, 2016 at 2:00 PM (eastern) for a webinar discussion of the key aspects of the final aggregation rule and the re-proposed position limits rule.  The webinar will include an opportunity to ask questions.

Related Attorney(s): Lamiya Rahman
Related Practice(s): Energy Regulation & Litigation
read more »

ISDA Symposium® - Derivatives Tax Issues: 871(m) Overview and Update of the Final Regulations

Dec 6, 2016

Partner Mark Howe will speak on a panel entitled, "871(m) - Delta test, withholding, QDDs and other considerations".

Related Attorney(s): Mark Howe
Related Practice(s): Tax
Related Office(s): Washington
read more »

LMA London Investment Grade Documentation Training

Dec 6, 2016 | 9.30 am - 5.00 pm

Jeremy Cross will be presenting a case study workshop exercise.

The Loan Market Association is holding a one-day training session on the LMA primary investment grade suite of documents.  The presentations will be delivered by senior professionals working in the loan market who have first hand experience and knowledge of the industry.

 

Related Attorney(s): Jeremy Cross
Related Practice(s): Fund Finance, Securitization & Asset Based Finance
Related Office(s): London
read more »

NYC Bar Association Conference

Dec 2, 2016

Steve Lofchie will speak on a panel entitled, "New Developments in Legal Technology".

Related Attorney(s): Steven Lofchie
Related Practice(s): Financial Regulation
Related Office(s): New York
read more »

Commodity Markets Council Power Trading Institute (PTI) Compliance Conference

Nov 29, 2016

Cadwalader is pleased to host the CMC Power Trading Institute (PTI) Compliance Conference in its Washington, DC office on November 29, 2016.

Related Attorney(s): Mark Haskell
Related Practice(s): Commodities & Futures Regulation, Energy Regulation & Litigation, Enforcement Defense, Projects & Transactions, Regulation, Compliance, and Administrative Litigation
read more »

American Bar Association's 2016 Fall Meeting

Nov 17-19, 2016

Jodi Avergun will speak at the American Bar Association’s 2016 Fall Meeting on a panel titled “Up in Smoke: A Look at Medical Marijuana From Scientific, Financial, and Public Policy Points of View.”

Related Attorney(s): Jodi Avergun
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Washington
read more »

ICI's 2016 Closed-End Fund Conference

Nov 3, 2016

Steven Lofchie will speak on the panel, "Closed-End Fund Product Development: Evolving & Decaying," at ICI's 2016 Closed-End Fund Conference.

In a competitive world, success often depends on getting the latest information—and getting a glimpse at what is over the horizon. If you want to keep up to date on issues and emerging trends affecting closed-end funds, as well as benefit from the unique perspective of fund sponsors, fund shareholders, independent directors, attorneys, and regulators, register for ICI’s 2016 Closed-End Fund Conference at the Convene Conference Center in New York City on November 3.

Related Attorney(s): Steven Lofchie
Related Practice(s): Bank Regulation, Broker-Dealer Regulation, Commodities & Futures Regulation, FCA Regulated Entities, Financial Regulation, Swap Regulation
Related Office(s): New York
read more »

Understanding the ISDA Margin Protocol: Choices and Tradeoffs for Buy-side Participants

Nov 3, 2016

Beginning March 1, 2017, uncleared swaps will be subject to margin requirements and the process will require buy-side counterparties to make many decisions that have legal, operational, and economic consequences.

Our speakers played a central role in the development of the ISDA margin documentation and protocols.  Here are five important takeaways for buy-side market participants.

Related Attorney(s): Scott Cammarn, Steven Lofchie, Jeffrey Robins, Lary Stromfeld
Related Practice(s): Financial Regulation
read more »

Women in FinTech and Alternative Finance: Bridging the Gender Gap

November 3, 2016 | 6.30 - 9.00 pm

In Cadwalader's third 'Women in the City' panel debate, a group of women at the top of the alternative finance, FinTech, crowdfunding and peer-to-peer lending industry sector will share practical insights and advice for women both in and outside this sector.

Related Attorney(s): Jeremiah Wagner
read more »

2nd Annual European Fund Finance Symposium

Oct 20, 2016

Jeremy Cross is moderating the panel on "What's New in the EU and US".

Michael Mascia is moderating the "Investor Panel".

The 2nd Annual European Fund Finance Symposium will address many of the key developments and trends in the fund finance market.  

Related Attorney(s): Jeremy Cross, Michael Mascia, Wesley Misson
Related Practice(s): Fund Finance
Related Office(s): Charlotte, London
read more »

European CLO Summit 2016

Oct 17, 2016 - Oct 18, 2016

Nick Shiren will be presenting on the panels "The Current State and Outlook for the Global CLO Market" and "How to Analyse Structural Features of a CLO".

Jeremiah Wagner will be presenting on "Securitisation and Market Place Lending (P2P)".

Daniel Tobias will be presenting on "CLO Markets in a Regulated Environment".

Opal Group is proud to present their European CLO Summit: The Annual CLO, Leveraged Loan, & Loan Liquidity Conference. The European CLO Summit is an educational forum designed for investors, issuers, underwriters, rating agencies, lawyers and accountants. At this conference, they can learn the newest techniques to maximize returns and reduce risk exposure in this growing area of Asset-Backed Finance. An in-depth review of recent regulatory changes in addition to rating agency methodology, legal, tax and structural considerations will provide attendees with the tools necessary to stay one step ahead of their competitors.

 

Related Attorney(s): Claire Puddicombe, David Quirolo, Nick Shiren, Daniel Tobias, Jeremiah Wagner
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): London
read more »

Armed for Success: A Conversation with Military Veteran Attorneys

Oct. 13, 2016

The Cadwalader Veterans Network is honored to host a panel of distinguished military veteran attorneys who have worked at senior levels of government, at law firms, and as in-house counsel.

Related Attorney(s): Joseph Moreno
Related Office(s): New York, Washington
read more »

LendIt Europe 2016

Oct 10, 2016 - Oct 11, 2016

Stephen Day will speak on the panel "Why Corporate Governance is Vital to the Future of the Industry".

Jeremiah Wagner will speak on the panel "The Nascent P2P Lending Securitization Market".

LendIt Europe is Europe's largest annual gathering of the online lending community. It is where all the industry's major players come to learn, network, and do business.

Related Attorney(s): Stephen Day, Jeremiah Wagner
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): London
read more »

Recent Regulatory Updates in Distressed Debt and Restructurings: What Lies Ahead in 2017

Oct 7, 2016

Richard M. Nugent will speak at this webinar.

In today’s global market overwhelmed with an unprecedented combination of crisis, volatility and uncertainty, majority of professionals and keen observers seem to notice that distressed debt will continue into 2017. An uptick in restructuring activities is also one of the significant developments investors should watch out for in the coming years. In order for investors to have the strategic advantage in debt opportunities, they need to understand key trends, best practices for distressed investing and loan sales, and the pitfalls to avoid, among others.

This course seeks to summarize some of the significant issues and developments relating to distressed debt and restructurings. A panel of thought leaders and practitioners assembled by The Knowledge Group will provide a refresher on basic concepts as well as insights on recent developments. The panel will also discuss recent judicial decisions, major chapter 11 cases, and the tax aspec

Related Practice(s): Distressed Investing and Mergers & Acquisitions
Related Office(s): New York
read more »

An Evening with the United States Army’s Top Lawyer

Oct 6, 2016

The Cadwalader Veterans Network and the Women’s Leadership Initiative are honored to host Lieutenant General Flora D. Darpino, the 39th Judge Advocate General (TJAG) of the United States Army, who has dealt with the most cutting-edge legal issues facing today’s post-9/11 military.

Related Attorney(s): Joseph Moreno
Related Office(s): Washington
read more »

Creating Liquidity - Trends in International Securitisation

Sep 30, 2016

Robert Cannon will be presenting on "Navigating the European Legal and Regulatory Securitisation Landscape".

Given the growing interest in securitisation in Malta, Azure Rock Partners will be organising a day seminar which will serve both as an introduction to securitisation as a means of raising finance, as well as an opportunity to look at Malta’s advantageous framework for securitisation structures and discuss upcoming developments in European Securitisation.

Related Attorney(s): Robert Cannon
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): London
read more »

The 2nd Annual European Real Asset Alternative Financing Conference

Sep 29, 2016

Stephen Day will be presenting on "The Shift of Paradigm in Real Asset Alternative Financing".

This conference brings together Investors, Managers, Compliance Officers, IT Service Providers and Investment Law Firms to master the changing environment and take a competitive advantage from the innovative alternative sources of finance. 

 

Related Attorney(s): Stephen Day
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): London
read more »

TSI Congress 2016

Sep 28, 2016 - Sep 29, 2016

The TSI Congress 2016 will take place in Berlin under the title, "The future of the securitisation and structured finance market in Germany and Europe." Partner Jeremiah Wagner will participate in the discussion forum, "Marketplace lending via creditfund and securitisation – Case Study."

Meet specialists and management representatives from all well-known banks, originators and arrangers, international investors, law firms, auditing companies, rating agencies, consulting companies and service providers as well as representatives of supervisory authorities, politics and business. The annual TSI Congress is also proving to be of growing interest for treasurers and CFOs from large German "Mittelstand" companies. More than 40 discussion forums and workshops, together with many business events, will provide extensive information and numerous opportunities to establish contact with others.

Related Attorney(s): Jeremiah Wagner
Related Practice(s): Fintech
Related Office(s): London
read more »

Women in Investment Funds: Building Female Talent in the Investment Management Sector

September 22, 2016 | 7.45 - 10.00 am

Please join us for Cadwalader's second event in our Women in the City programme which brings together a panel of high profle speakers to address the challenges of growing female talent in the investment fund sector.

Related Attorney(s): Ingrid Bagby, Karen McMaster, Gregory Petrick
Related Office(s): London
read more »

Enforcement Roundtable: Navigating Jurisdictional Currents Shaping the U.S. Gas and Power Markets

Sep 21, 2016 | HOUSTON

In an in-depth discussion of the current regulatory enforcement climate in which we see regulators increasingly seeking to expand their jurisdictional boundaries, Cadwalader attorneys Paul Pantano, Jr. and Mark Haskell will present an overview of the overlapping and sometimes conflicting federal and state, and FERC and CFTC jurisdictional issues raising concerns for market participants. 

Related Attorney(s): Mark Haskell
Related Practice(s): Commodities & Futures Regulation, Energy Regulation & Litigation, Enforcement Defense, Regulation, Compliance, and Administrative Litigation
Related Office(s): Houston
read more »

4th Annual European CLO Congress

Sep 20, 2016 - Sep 21, 2016

David Quirolo will be presenting on "Risk retention rules in the US vs Europe: How dependent are US managers on the Euro market?".

This year the European CLO Congress will move back to The Hilton, Barcelona, giving investors and CLO managers the opportunity to gather the latest market intelligence and foster new business opportunities.  This is Europe's first post-Brexit CLO conference and be part of a content- driven, unique networking opportunity, with Europe's industry leading CLO Managers.  

Related Attorney(s): David Quirolo
Related Practice(s): CLOs, Securitization & Asset Based Finance
Related Office(s): London
read more »

IMN 22nd Annual ABS East Conference

Sep 18, 2016 - Sep 20, 2016

Michael S. Gambro will moderate the panel, "Reg AB 2."

Chris Gavin will moderate the panel, "State of the MSR Market… State of the Industry, Regulatory Pressures, Capital & Profitability."

Jeremiah M. Wagner will moderate the panel, "Marketplace Lending Platforms Speak Out: The CEO Roundtable."

ABS East 2016 is one of the most important structured finance industry conferences, hosting a delegation of over 4,000 structured finance professionals annually. Of this total, more than 2,000 registrants represent a diverse cross section of issuers and investors in the ABS market. Now in its 22nd year, ABS East has solidified its place as the must-attend Fall gathering of the securitization industry, offering beneficial market insights with actionable takeaways. As always, the program is developed by investors, and led by issuers, to ensure a timely and objective program.

Related Attorney(s): Michael Gambro, Chris Gavin, Jeremiah Wagner
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): London, New York
read more »

Fund Finance Summer Update

Sep 13, 2016

Cadwalader, Wickersham & Taft LLP, Ropes & Gray LLP, and Maples and Calder are sponsoring this year’s Fund Finance Summer Update in Boston Massachusetts on September 13th. 

Related Attorney(s): Brian Foster, Stuart Goldstein, Tim Hicks, Michael Mascia, Dorothy Mehta, Wesley Misson, Nathan Spanheimer, Jeremiah Wagner
Related Practice(s): Fund Finance
read more »

Marketplace Lending Policy Summit 2016

Sep 13, 2016

The First Annual Marketplace Lending Policy Summit will bring together thought leaders from the private and public sectors to continue the constructive dialogue that has begun between the industry and the various regulatory agencies. Scott Cammarn will speak on the panel addressing "Hot Legal Topics in Marketplace Lending".

Related Attorney(s): Scott Cammarn
Related Practice(s): Bank Regulation, Financial Regulation, Fintech
Related Office(s): Charlotte, New York, Washington
read more »

Official Acts, Quid Pro Quo, and Honest Services: Legal Developments and New Strategies in Corruption Cases

Sep 8-9, 2016

Cadwalader partner Anne Tompkins will participate on the panel "Official Acts, Quid Pro Quo, and Honest Services: Legal Developments and New Strategies in Corruption Cases," at the ABA Southeastern White Collar Crime Institute. The panel will examine at the investigation and prosecution of public officials and the theories that the government has employed to charge these individuals. The panel will discuss the recent Supreme Court oral argument in the case of the United States v. Robert McDonnell. The Supreme Court focused on whether "official action" under the controlling fraud statute is limited to exercising actual government power, threatening to exercise such power, or pressuring others to exercise such power and whether the jury must be so instructed; and, if not, so constrained whether the Hobbs Act honest-services fraud statute is unconstitutional. Finally, the panel will discuss effective defense tactics in defending public officials both in pretrial

Related Attorney(s): Anne Tompkins
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Charlotte
read more »

GlobalCapital's The Future of CMBS Roundtable

Aug 31, 2016

Michael Gambro will participate in GlobalCapital's roundtable discussion on the future of CMBS and what risk retention holds for the asset class. 

Related Attorney(s): Michael Gambro
Related Practice(s): Commercial Mortgage-Backed Securities, Securitization & Asset Based Finance
read more »

Financial Services Compliance Boot Camp

Aug 15, 2016

Steven Lofchie will speak at UNC School of Law's Financial Services Compliance Boot Camp. Mr. Lofchie will participate in Session I: "Securities & Banking Regulations: Then and Now" and Session II: "ABCs of Securities & Banking Regulations."

The Financial Services Compliance Boot Camp is a new program for compliance professionals in the banking and securities industries with less than five years of experience. The program may also be of interest to attorneys and others who are considering careers in financial services compliance.

Related Attorney(s): Steven Lofchie
read more »

Managed Funds Association CTA / CPO Forum

Jul 28, 2016

Anthony Mansfield and Jonathan Flynn will present on insider trading in the commodities markets. 

Related Practice(s): Commodities & Futures Regulation, Energy Regulation & Litigation, Enforcement Defense, Regulation, Compliance, and Administrative Litigation
read more »

AML Compliance for Hedge Fund Managers Webinar

Jul 27, 2016

Navigating anti-money laundering (AML) obligations, reporting, and oversight can be particularly challenging for hedge fund managers, especially as domestic and international regulators intensify scrutiny and demand increased transparency. Join us for an in-depth session covering critical AML issues and trends specific to hedge funds, including:

  • The existing AML regulatory regime and the risks and challenges for hedge fund managers in implementing and maintaining a robust compliance program
  • The implications of FinCEN’s proposed AML rules for registered investment advisers and AML / Bank Secrecy Act regulations proposed by the New York State Department of Financial Services
  • Best practices for monitoring transactions for suspicious activity and filing Suspicious Activity Reports (SARs)
  • A discussion of recent AML enforcement trends, SEC OCIE examination issues, and international fallout from the release of the “Panama Papers”
Related Attorney(s): Dorothy Mehta, Joseph Moreno
Related Practice(s): Anti-Money Laundering Investigations and Compliance, Commodities & Futures Regulation, Financial Regulation, Investment Management, Investment Management Regulation & Compliance, Securities Enforcement and Compliance, White Collar Defense and Investigations
Related Office(s): New York, Washington
read more »

FINRA Rule 4210 Implementation

Jul 26, 2016

On July 26, SIFMA will host an in-person Securitization Spotlight Session on FINRA Rule 4210 at its Conference Center in NYC. Rule 4210 will establish margin requirements for transactions in the To-Be-Announced (TBA) market and other agency MBS mortgage markets. The program will cover key areas of implementation.

Cadwalader partner Steven Lofchie will lead a panel discussion on “Implementing FINRA Rule 4210”, which will note that the rule goes beyond existing recommendation from the Treasury Market Practices Group, and will apply to all FINRA member broker-dealers. The panel will provide an overview on the rule as well as share perspectives (legal and operational) on the potential outcome for firms and market implications of the revised rule.

Related Attorney(s): Steven Lofchie, Nihal Patel
Related Practice(s): Bank Regulation, Broker-Dealer Regulation, Commodities & Futures Regulation, Derivatives & Structured Products, FCA Regulated Entities, Financial Regulation, Municipal Derivatives, OTC Derivatives, Structured Products, Swap Regulation
Related Office(s): New York
read more »

Current Issues in Structured Finance

Jul 26, 2016

Cadwalader attorneys Jeffrey Rotblat and Adam Singer will be speaking at the New York City Bar event, "Current Issues in Structured Finance." The panel consists of leading structured finance attorneys who are members of the Structured Finance Committee of the New York City Bar Association. They will discuss current issues and recent regulatory developments affecting the structured finance industry as well as recent developments relating to specific sectors of the securitization market (e.g., marketplace loans, CMBS, CLOs, and more), including: Securitization in China, Blockchain and Structured Finance, Mandatory Arbitration, Marketplace Loans, and Risk Retention in CLOs and CMBS.

Related Attorney(s): Y. Jeffrey Rotblat
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): New York
read more »

LendIt China 2016

Jul 17, 2016 - Jul 18, 2016

Jeremiah Wagner is on presenting on a panel "Opening Securitization Markets in China".

Rocky Lee is presenting on a panel "New Decades for P2P Lending". 

Related Attorney(s): Jeremiah Wagner
Related Practice(s): Corporate, Securitization & Asset Based Finance
Related Office(s): Beijing, London
read more »

Brexit: What Does It Mean For CLOs?

Jun 30, 2016

Among the countless questions arising in the wake of the recent vote in the UK to leave the European Union (“Brexit”) one that could have major implications on the global loan market is “what is in store for European CLOs”? Please join us on Thursday, June 30th at 11 a.m. Eastern time, when the LSTA will host a webinar featuring David Quirolo, a partner in Cadwalader’s London office, who will attempt to answer that daunting question. Among the topics he will cover: How will UK collateral managers be regulated within the EU and how will that impact their ability to hold risk retention? How will the new proposed securitization regulations (the “STS Regulation”) change that? Will UK investors be able to invest in EU securitizations? What is the timing for these changes? Does anything change now? Are there any interim solutions? Does Brexit impact US collateral managers?

Related Attorney(s): David Quirolo
read more »

LMA Secondary Documentation Training Day

Jun 30, 2016

Louisa Watt will be presenting on "Completing a Trade Confirmation (focusing on par trades only)".

 

Related Attorney(s): Louisa Watt
Related Practice(s): Debt & Claims Trading, Financial Restructuring
Related Office(s): London
read more »

FINRA Rule 4210 - SIFMA Webinar

Jun 27, 2016

On June 15, 2016 the SEC approved FINRA’s rule proposal to implement requirements for transactions in the To-Be-Announced (TBA) market and other Agency MBS mortgage markets. SIFMA will host a one-hour complimentary webinar that will cover critical aspects and implications of the final FINRA Rule 4210.

Cadwalader attorneys Steven Lofchie and Nihal Patel will provide an overview of the TBA margining rule as well as answer questions from webinar participants.

Related Attorney(s): Steven Lofchie, Nihal Patel
Related Practice(s): Bank Regulation, Broker-Dealer Regulation, Commodities & Futures Regulation, Derivatives & Structured Products, FCA Regulated Entities, Financial Regulation, Municipal Derivatives, OTC Derivatives, Structured Products, Swap Regulation
Related Office(s): New York
read more »

Women in Leadership Debate: How Can Women Pave The Way As Future Leaders In The Post Financial Crisis Business World?

July 7, 2016 | 7.45 - 10.00 am

Please join us for the breakfast launch of Cadwalader's Women in the City Programme, created to share thought-provoking and inspiring views on the challenges and opportunities that women face in today's business world. Cadwalader has a strong commitment to developing our female talent across our global law firm. We are excited to host this new series of events devoted to promoting women in the business community.

Related Attorney(s): Louisa Watt
Related Office(s): London
read more »

AFME & IMN present The 20th Annual Global ABS

Jun 14, 2016 - Jun 16, 2016

David Quirolo will be on panel "The European CLO Market Outlook".

Stephen Day will be on a panel "Auto ABS: In High Gear?".

Jeremiah Wagner will moderate on a panel "Securitosation and Marketplace Lending".

AFME and IMN are excited to celebrate the 20th Anniversary of Global ABS, taking place 14-16 June 2016, in Barcelona, Spain. To commemorate two decades as Europe's most significant gathering in the securitisation industry, the 2016 programme will feature a look back at some of the historic developments in ABS, and provide an outlook on new innovations and how the market is adapting to positive regulatory developments as renewed confidence in securitisation helps restore economic growth and builds towards capital markets union in Europe.

 

Related Attorney(s): Stephen Day, David Quirolo, Jeremiah Wagner
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): London
read more »

CREFC Annual Conference 2016

Jun 13-15, 2016

Anna H. Glick will speak on the panel, "Risk Retention: Interpreting the White Space of the Rule," at the CREFC Annual Conference at the New York Marriott Marquis. 

The CRE Finance Council (CREFC) is the trade association for lenders, investors, and servicers engaged in the commercial real estate finance industry. More than 300 companies and 8,000 individuals are members of CREFC. Member firms include commercial banks, insurance companies, private equity funds, mortgage REITs, investment grade and B-piece buyers, servicers and rating agencies, among many others. CREFC promotes capital formation, encouraging commercial real estate finance market efficiency, transparency and liquidity. 

Related Attorney(s): Anna Glick
Related Practice(s): Real Estate, Securitization & Asset Based Finance
Related Office(s): Charlotte, New York
read more »

Funds, Permanent Capital Vehicles and Other Resources for Marketplace Lenders

June 9, 2016

Cadwalader will host a panel discussion exploring the funding options and alternative funding structures available to marketplace lending platforms and investors.

Related Attorney(s): Gregg Jubin
Related Practice(s): Fintech
Related Office(s): New York
read more »

The 5th Annual Investor's Conference on CLOs & Leveraged Loans

May 16, 2016 - May 17, 2016

Joseph W. Beach will speak on the panel "How FinTech is Shaping the CLO Market: Developments in Online Lending and Data Analytics."

Neil J. Weidner will speak on the panel "The Realities of Risk Retention."

IMN will once again host the premier event for the CLO and leveraged loans sector May 16-17 in New York City. The 5th Annual Investors' Conference on CLOs and Leveraged Loans program will feature extensive coverage on the recent impact of volatility in equity markets, challenging credit conditions, and a struggling energy sector. This conference continues to provide loan level investors with additional coverage on lending standards in the loan market, loan performance and credit outlook, the emerging role of CLO managers as direct lenders, and exploring alternative loan investment vehicles.

Related Attorney(s): Joseph Beach, Gregg Jubin, Neil Weidner
Related Practice(s): CLOs
Related Office(s): Charlotte, New York, Washington
read more »

Managed Fund's Association Compliance 2016

May 10, 2016

Cadwalader is pleased to sponsor the Managed Funds Association Compliance 2016 Conference. 

MFA Compliance 2016 provides an unparalleled one day agenda focused on comprehensive advice around the implementation of and compliance with regulatory reforms impacting hedge funds and their investors. The speaking faculty is comprised of regulators, former regulators and chief compliance officers and attorneys who collectively engage in a dynamic dialogue to provide practical advice on the most current regulatory compliance issues. 

Related Attorney(s): Steven Lofchie, Dorothy Mehta
Related Practice(s): Financial Regulation, Investment Management Regulation & Compliance
Related Office(s): New York
read more »

Off the Court: A Candid Conversation on the Dynamic Legal Environment of College Sports Today

May 09, 2016

Cadwalader and Moore & Van Allen will host a complimentary panel discussion featuring ESPN Analyst Jay Bilas, WVU President Gordon Gee, UNC system President Emeritus Tom Ross, and moderated by Ken Wainstein, Chair of Cadwalader’s White Collar Defense & Investigations practice group.

Related Attorney(s): Jodi Avergun, Anne Tompkins
Related Practice(s): Antitrust, White Collar Defense and Investigations
Related Office(s): Charlotte
read more »

FIA L&C 2016

May 4, 2016 - May 6, 2016

Neal E. Kumar, Steven Lofchie, Dorothy D. Mehta, Nihal Patel, and Jeffrey L. Robins, will speak at the FIA L&C Conference.

This conference delivers tailored sessions from leading experts on regulatory developments and their practical implications, professional development opportunities and ample networking activities.

Related Attorney(s): Steven Lofchie, Dorothy Mehta, Nihal Patel, Jeffrey Robins
Related Practice(s): Commodities & Futures Regulation, Energy Regulation & Litigation
Related Office(s): New York, Washington
read more »

MBA's Legal Issues and Regulatory Compliance Conference 2016

May 1, 2016

Jodi Avergun will speak at the Mortgage Bankers Association's Legal Issues and Regulatory Compliance Conference 2016 on a panel titled "New Challenges to Mortgage Lending – From Marijuana Money to Reaching Millennials."

Related Attorney(s): Jodi Avergun
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Washington
read more »

IMS Health’s 19th Annual Controlled Substance and State Regulatory Conference

Apr 27, 2016

Jodi L. Avergun will present at IMS Health’s 19th Annual Controlled Substance and State Regulatory Conference.

Related Attorney(s): Jodi Avergun
Related Practice(s): Pharmaceutical Regulation and Compliance
Related Office(s): Washington
read more »

CREFC Symposium - Women's Network

Apr 12, 2016

Anna H. Glick will provide opening remarks at the CREFC Symposium hosted by the CREFC Women's Network.

Please join CRE Finance Council on Tuesday, April 12th for a Symposium hosted by the CREFC Women's Network and sponsored by Cadwalader Wickersham & Taft.  Men are welcome to attend.

Related Attorney(s): Anna Glick
Related Practice(s): Real Estate, Securitization & Asset Based Finance
Related Office(s): New York
read more »

LendIt USA

Apr 11, 2016 - Apr 12, 2016

Bruce C. Bloomingdale will speak on the panel "Auto Financing."

Scott A. Cammarn will speak on the panel "Legal and Regulatory."

Jeremiah M. Wagner will speak on the panel "Reps & Warranties."

Related Attorney(s): Scott Cammarn, Jeremiah Wagner
Related Practice(s): Auto Securitization, Financial Regulation, Securitization & Asset Based Finance
Related Office(s): Charlotte, London, New York
read more »

2016 Spring Energy & Commodities Conference

Apr 6, 2016

Cadwalader, Wickersham & Taft LLP will host an in-depth discussion on the evolving regulatory, transactional and business issues facing U.S. and international energy and commodities market participants. 

Related Attorney(s): Brett Snyder
Related Practice(s): Commodities & Futures Regulation, Distressed Energy, Energy Regulation & Litigation, Enforcement Defense, Projects & Transactions, Regulation, Compliance, and Administrative Litigation
read more »

PLI's Pension Plan Investments 2016: Current Perspectives

Mar 30, 2016

Experienced practitioners in the area of pension investment law, will give their perspectives, and illuminate issues, on current topics and recent developments. Continued statutory, regulatory and market changes ensure a full agenda of new developments to be debated and analyzed by the panelists. The Dodd-Frank financial reform legislation brought a new regulatory structure for pension investment activities in the derivatives markets that raises substantial uncertainties for a broad group of investment products, and compliance issues for plan fiduciaries. Keeping abreast of these developments, and staying current on new ERISA case law, enforcement actions and ordinary course investment practices, is critical.

Related Attorney(s): James Frazier
Related Practice(s): ERISA, Executive Compensation, Benefits & ERISA, Financial Regulation
Related Office(s): New York
read more »

ABA 30th Annual National Institute on White Collar Crime

March 2, 2016 - March 4, 2016

The White Collar Group will attend the 30th Annual ABA National Institute on White Collar Crime in San Diego, which was founded and continues to be chaired by Ray Banoun, with assistance from Joe Jay and Kendra Wharton. Ray, Peter Clark, Anne Tompkins, and Jodi Avergun will also speak at the conference, which is one of the largest in the white collar space.

Related Attorney(s): Jodi Avergun, Anne Tompkins
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Washington
read more »

Fund Finance Association's 6th Annual Global Fund Finance Symposium

Mar 2, 2016

Michael C. Mascia and Wesley Misson will speak at the Fund Finance Association’s 6th Annual Global Fund Finance Symposium.

Related Attorney(s): Michael Mascia, Wesley Misson
Related Practice(s): Fund Finance, Securitization & Asset Based Finance
Related Office(s): Charlotte
read more »

SFIG & IMN ABS Vegas

Feb 28, 2016 - Mar 2, 2016

Cheryl D. Barnes, Jordan M. Schwartz and Neil J. Weidner will speak at SFIG & IMN’s ABS Vegas conference in Las Vegas.

Related Attorney(s): Cheryl Barnes, Jeremiah Wagner
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): New York, Washington
read more »

ISDA's Selected Tax Issues Impacting Derivatives Conference

Feb 25, 2016

Mark P. Howe will speak on a panel titled “Foreign Investment in Real Property Tax Act of 1980 (FIRPTA)” at the International Swaps and Derivatives Association’s “Selected Tax Issues Impacting Derivatives” conference.

Related Attorney(s): Mark Howe
Related Practice(s): Tax
Related Office(s): New York
read more »

EY’s Fraud Investigation & Dispute Services (FIDS) Roundtable

Feb 24, 2016

Amy W. Ray will speak at a breakfast roundtable hosted by EY’s Fraud Investigation & Dispute Services (FIDS) practice titled “Second Requests and Response Approaches in a Changing Agency Landscape” in Washington, D.C.

Related Attorney(s): Amy Ray
Related Practice(s): M&A Clearance & Counseling
Related Office(s): Washington
read more »

Due Diligence in Subscription Credit Facilities Seminar

Feb 23, 2016

Mike Mascia will lead a program covering best practices on the legal due diligence necessary to advise lenders as to the embedded risks in fund and investor documentation in a subscription credit facility.

Related Attorney(s): Michael Mascia
Related Practice(s): Fund Finance, Securitization & Asset Based Finance
Related Office(s): Charlotte
read more »

AHLA's Long Term Care and the Law

Feb 22, 2016 - Feb 24, 2016

Ingrid Bagby will speak on the panel "Keep Calm and Carry On – Key Strategies for CCRC’s Facing Restructuring."

This year's conference promises to be an exciting and informative meeting where some of the leading in-house and outside lawyers for the long term care industry will be presenting on legal, compliance, and operational issues faced by providers. Sessions will focus on cutting edge issues that are front and center within the post-acute continuum and include fraud and abuse, regulatory compliance, HIPAA breaches, labor and employment issues, managed care contracting, emergency preparedness, assisted suicide, and transactions within long term care. We will again have an individual educational track for nursing facility, assisted living and home health attorneys and providers. Specifically for in-house lawyers, we will have both an assisted living and a skilled nursing facility roundtable session, reserved only for corporate counsel.

Related Attorney(s): Ingrid Bagby
Related Practice(s): Financial Restructuring
Related Office(s): New York
read more »

SIFMA Securitization Spotlight Session FINRA Rule 4210

Feb 12, 2016

Join SIFMA on February 12, for a follow-up discussion on FINRA Rule 4210. This one-hour webinar will focus on FINRA’s proposed amendments to FINRA Rule 4210 to establish margin requirements for transactions in the To-Be-Announced (TBA) market and other Agency MBS mortgage markets. Steven Lofchie and Nihal S. Patel will provide an overview on the proposed rule as well as share perspectives on the potential outcome and market implications of the revised rule.

Related Attorney(s): Steven Lofchie, Nihal Patel
Related Practice(s): Commodities & Futures Regulation, Derivatives & Structured Products, Financial Regulation
Related Office(s): New York
read more »

SCI Marketplace, Direct Lending & Securitisation Seminar

Feb 10, 2016

Jeremiah M. Wagner will speak at the SCI Marketplace, Direct Lending & Securitisation Seminar, on Regulatory Challenges in Alternative Lending.

Lending into the European economy is being newly characterised by marketplace lenders and challenger banks that have developed new models and platforms to provide credit into specific areas of need. This challenge to the banking industry is permanently changing the way credit is being created and distributed. In this developing market there is a potent mix of regulatory and operational uncertainties, with investment and growth opportunities to match. The possibility for Securitisation to catalyse growth has not yet been fully explored.

Related Attorney(s): Jeremiah Wagner
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): London
read more »

PLI's ERISA Plans in the Financial Markets 2016

Feb 8, 2016

ERISA plans are major investors in a constantly evolving financial marketplace.  Both financial firms designing and selling financial products and plans purchasing financial products need to understand the inner workings of the products in order to analyze them under ERISA and ensure compliance. This course provides an in depth look at the nuts and bolts of various financial instruments and investment vehicles and the ERISA issues that arise in connection with them.  Each focusing on a different type of common plan investment, our panels of capital markets and ERISA experts will explore the interaction between ERISA and the Code and how financial products and markets actually work.

Related Attorney(s): James Frazier
Related Practice(s): ERISA, Executive Compensation, Benefits & ERISA, Financial Regulation
read more »

ABI's 2016 Caribbean Insolvency Symposium

Feb 4, 2016 - Feb 6, 2016

Ingrid Bagby will speak on the panel "Comprehending the Crisis: A Survey of Puerto Rico’s History and Fiscal Situation, and Paths Forward" at the American Bankrupcy Institute's 2016 Caribbean Insolvency Symposium.

The educational program has been designed to provide attendees with an interactive learning experience focusing on insolvency issues in the Caribbean and beyond, with special sessions devoted to Puerto Rico’s growing fiscal crisis.

Related Attorney(s): Ingrid Bagby
Related Practice(s): Bankruptcy Litigation, Financial Restructuring
Related Office(s): New York
read more »

PLI's 18th Annual Real Estate Tax Forum

Feb 4, 2016 - Feb 5, 2016

Linda Swartz will participate on a panel titled “Workouts and Debt Restructuring” at the Practising Law Institute’s 18th Annual Real Estate Tax Forum in New York.

Related Attorney(s): Linda Swartz
Related Practice(s): Tax
Related Office(s): New York
read more »

2016 Regulatory, Enforcement and Compliance Seminar

Jan 27, 2016

As government scrutiny escalates and enforcement activities intensify, both regulated and non-regulated companies must stay on top of trends, significant cases and compliance. Leaders in Cadwalader’s White Collar Defense & Investigations, Antitrust, Energy and Financial Services practices will explore the changing dynamics across industries.

read more »

12th Annual BNP Paribas High Yield & Leveraged Finance Conference

Jan 14, 2016

David Quirolo will speak on a panel entitled "Outlook & Challenges for the CLO Market in 2016" at the 12th Annual BNP Paribas High Yield & Leveraged Finance Conference.

Our market-leading conference brings together over 700 investors and 40 issuers to discuss and debate the key issues affecting the industry today. Senior managers of high yield issuers and leveraged borrowers will provide insights into the future of their respective companies and industries against a constantly evolving macroeconomic backdrop. Investors will have the opportunity to hold meetings with specific issuers and participate in interactive panel sessions devoted to topical issues and developments in the leveraged capital markets.

Related Attorney(s): David Quirolo
Related Practice(s): CLOs, Securitization & Asset Based Finance
Related Office(s): London
read more »

Institute of International Bankers Swaps Margin Rule Seminar

Jan 12, 2016

This half-day seminar, hosted by the Institute of International Bankers, will provide an overview and discussion of key aspects of the prudential regulators' and CFTC's swaps margin rules under the Dodd-Frank Act, including cross-border issues/substituted compliance, documentation, and operational issues associated with managing collateral, transmitting margin, and time-zone issues.

Related Attorney(s): Jeffrey Robins
Related Practice(s): Financial Regulation, Swap Regulation
read more »

CREFC Industry Leaders Conference

Jan 10, 2016 - Jan 13, 2016

Stuart N. Goldstein will give the keynote introduction for General Stanley McChrystal at the CRE Financial Council's Industry Leaders Conference.

Related Attorney(s): Stuart Goldstein
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): Charlotte, New York
read more »

The Future of European Securitisation in the Emerging Regulatory Environment

Dec 11, 2015

Jeremiah Wagner will moderate the conference.

David Quirolo will moderate the panel "The European CLO market: will issuance continue to grow and if not why not?"

Stephen Day will moderate the panel "The regulatory and political landscape: the role of securitisation for alternative finance providers and investors." 

With the reopening of the European collateralized loan obligation there has been a surge in primary issuance, yet ther securitisation market is still overshadowed by the stigma arising from the financial crisis.  Impending EU regulation and the liquidity requirements of banks and capital charges for insurance companies are threatening to undermine the future of European securitisation. 

 

Related Attorney(s): Stephen Day, David Quirolo, Jeremiah Wagner
Related Practice(s): CLOs, Fintech, Securitization & Asset Based Finance
Related Office(s): London
read more »

PLI's New Developments in Securitization 2015

Dec 10, 2015

Frank Polverino will chair this event.

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation. Some asset-backed securities (ABS) markets, such as auto securitizations, collateralized loan obligations (CLOs), and commercial mortgage-backed securities (CMBS) are experiencing robust activity, with issuance volumes steadily rising. Other markets such as residential mortgage-backed securities (RMBS) are slower to reemerge. Significant new regulatory developments have occurred in certain areas.

Related Attorney(s): Frank Polverino
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): New York
read more »

UNC-Charlotte Center for Professional & Applied Ethics

Nov 18, 2015

Anne Tompkins will be the keynote speaker at the Barnhardt Seminar at the UNC-Charlotte Center for Professional & Applied Ethics.

Related Attorney(s): Anne Tompkins
Related Practice(s): Corporate Governance
Related Office(s): Charlotte
read more »

NYIPLA One-Day Patent CLE Seminar

Nov 18, 2015

Dorothy Auth will speak at the NYIPLA One-Day Patent CLE Seminar on the topic of patent eligibility under 35 U.S.C. § 101, focusing on the Ariosa v. Sequenom case, currently requesting en banc Federal Circuit review.

Related Attorney(s): Dorothy Auth Ph.D.
Related Practice(s): Intellectual Property
Related Office(s): New York
read more »

Second Annual SDX Symposium

Nov 16, 2015

David Faber, co-anchor of CNBC’s “Squawk on the Street” and host of CNBC’s “Faber Report” will converse with Jamie Dimon, Chairman and Chief Executive Officer of JPMorgan Chase & Co. on shareholder-director engagement. A panel discussion will follow, covering Emerging Topics for Shareholder-Director Engagement, with an activist point of view represented by Scott Ferguson of Sachem Head Capital Management, who will be joined by Michelle Edkins of BlackRock; Les Brun, most recently named to the HP board of directors; and Douglas Chia, Corporate Secretary of Johnson & Johnson.

Related Attorney(s): Richard Brand, Christopher Cox, Gregory Patti,
Related Practice(s): Corporate
Related Office(s): New York
read more »

FedEx Training

Nov 11, 2015

Jodi Avergun will conduct a training at FedEx on the new DOJ policy regarding individual accountability for corporate wrongdoing.

Related Attorney(s): Jodi Avergun
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Washington
read more »

Health Care Law Institute 2015

Nov 11, 2015

Anne M. Tompkins will participate in a panel discussion during PLI’s Health Care Law Institute 2015. The event will discuss recent developments in health care law and regulation, trends in fraud enforcement, and other significant areas important to in-house counsel in the health care industry.

Related Attorney(s): Anne Tompkins
Related Practice(s): Health Care
read more »

LendIt Europe

Oct 20, 2015 - Oct 21, 2015

Jeremiah M. Wagner will moderate the panel on P2P securitisation.

LendIt Europe is Europe's largest annual gathering of the online lending community. It is where all the industry's major players come to learn, network, and do business.

Related Attorney(s): Jeremiah Wagner
Related Practice(s): Fintech
Related Office(s): London
read more »

SOX 404 Conference 2015 on "FCPA Compliance, Ethics & the SOX Framework"

Oct 20, 2015

Joeseph V. Moreno and Emily J. Rockwood will speak at the Fall 2015 SOX 404 Conference on “FCPA Compliance, Ethics & the SOX Framework.” This conference, hosted by the Center for Professional Education, Inc. (CPE) will feature Cadwalader attorneys as well as Big 4 and industry experts. The speakers will provide insight and practical guidance on the assessment and improvement of an effective SOX program, as well as an update on key issues and regulations impacting SOX compliance.

Related Attorney(s): Joseph Moreno
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Washington
read more »

MFA's Outlook 2015

Oct 15, 2015 - Oct, 16, 2015

Louis J. Bevilacqua will moderate the panel "Navigating Issues and Structures In An Activist Campagin."

Outlook inspires a forward-looking dialogue on the critical issues impacting global investors and fiduciaries. The Outlook program focuses on the global markets, public policy, the needs of institutional investors, and the key trends that foster change for alternative investments. The conference is comprised of over 400 top investors, fund managers and thought leaders from the global alternative investment community who convene to discuss and debate market trends and focus on where, why and how they are investing today.

Related Attorney(s): Louis Bevilacqua
Related Practice(s): Corporate
Related Office(s): New York
read more »

2nd Annual European CLO Summit: The Annual CLO, Leveraged Loan & Loan Liquidity Conference

Oct 14, 2015 - Oct 16, 2015

Nick Shiren will speak on the panel "How to Analyse Structural Features of a CLO."

David Quirolo will speak on the panel "Legal and Regulatory Issues."

Opal is proud to present our European CLO Summit: The Annual CLO, Leveraged Loan, & Loan Liquidity Conference. The European CLO Summit is an educational forum designed for investors, issuers, underwriters, rating agencies, lawyers and accountants. At this conference they can learn the newest techniques to maximize returns and reduce risk exposure in this growing area of Asset-Backed Finance. An in-depth review of recent regulatory changes in addition to rating agency methodology, legal, tax and structural considerations will provide attendees with the tools necessary to stay one step ahead of their competitors.

Related Attorney(s): Nick Shiren
Related Practice(s): CLOs
Related Office(s): London
read more »

CREFC AWS Securitizing Commercial Real Estate Bridge Loans: CLOs and Other Alternative Securitization Structures

Sep 30, 2015

Cadwalader will host a CREFC After Work Seminar on Securitizing Commercial Real Estate Bridge Loans: CLOs and Other Alternative Securitization Structures.

Stuart N. Goldstein will moderate, and Y. Jeffrey Rotblat will speak on the panel.

Related Attorney(s): Stuart Goldstein, Y. Jeffrey Rotblat
Related Practice(s): CLOs, Corporate Securitization, Loan Sales, Securitization & Asset Based Finance
Related Office(s): Charlotte, New York
read more »

ABA: Qui Tam Litigation: A Practitioner’s Symposium

Sep 25, 2015

Anne M. Tompkins will moderate a panel at this event.

This panel will discuss strategic considerations and tasks to be performed after a qui tam complaint is filed and prior to the government making an intervention decision. Topics include who conducts the post-filing investigation; document production and preservation issues; sharing of documents and information between the government, target(s) and relators’ counsel; interviews of relators; relator assistance to the government; how to handle a whistleblower who is a current employee; strategies for obtaining a declination and/or decision to not intervene; conducting an internal investigation; the use of white papers and legal/factual presentations to the government; partial or full intervention and its consequences; extending the seal; how to interact with multiple relators; and financial statement disclosures.

Related Attorney(s): Anne Tompkins
Related Practice(s): Corporate Governance, Securities Enforcement and Compliance
Related Office(s): Charlotte
read more »

8th Young International Corporate Tax Practitioners' Conference

Sep 18, 2015

Adam Blakemore will speak at the 8th Young International Corporate Tax Practitioners Conference at Deloitte LLP in London.

The CIOT/ATT European Branch in Association with the Young IFA Network will host its annual conference on current hot international tax topics.

Related Attorney(s): Adam Blakemore
Related Practice(s): Tax
Related Office(s): London
read more »

NYIPLA Seminar on WIPO Services and Initiatives

Sep 17, 2015

Dorothy R. Auth will give the Welcome address at this event.

Christopher Hughes will speak on the panel “How WIPO Alternative Dispute Resolution (ADR) services (which provide alternatives to conventional court actions) may be used to more efficiently settle IP disputes.”

Related Attorney(s): Dorothy Auth Ph.D., Christopher Hughes
Related Practice(s): Intellectual Property
Related Office(s): New York
read more »

IMN 21st Annual ABS East Conference

Sep 16, 2015 - Sep 18, 2015

Jeremiah M. Wagner will speak on the panel "Investors’ Panel on Marketplace Lending Investing."

Neil J. Weidner will moderate the panel "M&A Outlook for the CLO Sector."

ABS East 2015 is one of the most important structured finance industry conferences, hosting a delegation of over 3,500 structured finance professionals annually. Of this total, more than 1,500 registrants represent a diverse cross section of issuers and investors in the ABS market. Now in its 21st year, ABS East has solidified its place as the must-attend Fall gathering of the securitization industry, offering beneficial market insights with actionable takeaways. As always, the program is developed by investors, and led by issuers, to ensure a timely and objective program.

Related Attorney(s): Jeremiah Wagner, Neil Weidner
Related Practice(s): CLOs, Securitization & Asset Based Finance
Related Office(s): London, New York
read more »

Southeastern White Collar Crime Institute

Sept 10-11, 2015

Anne M. Tompkins and Ray Banoun will speak at this event.

Anne M. Tompkins will speak on the panel, “Health Care Fraud and Qui Tam Litigation: Have Prosecutions and Lawsuits Replaced Administrative Discretion and Policymaking?”


Raymound Banoun will speak on the panel, “Knowledge, Willfulness, Intent and Motive: Prosecuting and Defending Mens Rea in White Collar Cases.”

Related Attorney(s): Anne Tompkins
Related Practice(s): White Collar Defense and Investigations
read more »

Counterterrorism and Financial Crimes Forum

Aug 19-20, 2015

Anne Tompkins will discuss Emerging Trends and Issues in Counterterrorism during the SAS 11th Annual Counterterrorism and Financial Crimes Forum on August 19-20.

 

Related Attorney(s): Anne Tompkins
Related Practice(s): National Security, White Collar Defense and Investigations
read more »

Health Care Industry Enforcement: Significant False Claims Act and Related Developments

Jul 27, 2015

Adam Lurie, Brian McGovern and Anne Tompkins will present at the Health Care Compliance Association's web conference on “Health Care Industry Enforcement: Significant False Claims Act And Related Developments”

Related Attorney(s): Brian McGovern, Anne Tompkins
Related Practice(s): Health Care
read more »

ACI’s National Advanced Summit on Swaps & Derivatives Global Markets Regulation

Jun 29, 2015 - Jun 30, 2015

Robert S. Zwirb will speak at ACI’s National Advanced Summit on Swaps & Derivatives Global Markets Regulation conference.

Related Attorney(s): Robert Zwirb
Related Practice(s): Commodities & Futures Regulation
read more »

FIA L&C 2015 Program

Jun 22, 2015 - Jun 24, 2015

The following attorneys will speak at the FIA L&C 2015 conference:

Paul J. Pantano will speak on the panel "Energy and Other Commodities."

Neal E. Kumar will speak on the panel "OCR = Obsessive Compulsive Reporting?"

Athena Yvonne Eastwood will speak on the panel "Ethics."

Steven Lofchie will speak on the panel "What's on the Horizon - Both New and Notable."

Related Attorney(s): Steven Lofchie
Related Practice(s): Energy Regulation & Litigation, Financial Restructuring
Related Office(s): New York, Washington
read more »

The False Claims Act: Critical New Developments

Jun 22, 2015

Adam S. Lurie and Keith M. Gerver will speak at this webinar.

In this webinar, you will learn about several recent developments concerning the enforcement of the False Claims Act. You’ll learn about: The significant impact of several recent court decisions. The increased risk of criminal enforcement. Novel uses of the False Claims Act, including how it could be used to regulate federal contractors’ cybersecurity.

Related Attorney(s): Keith Gerver
Related Practice(s): False Claims Act and Health Care Fraud, Health Care Fraud Strike Force
Related Office(s): Washington
read more »

IMN Global ABS 2015

Jun 16, 2015 - Jun 18, 2015

David Quirolo will moderate the panel "The European CLO Market: Will the Exuberant Pace of European CLO Issuance Continue to Grow, or Are There Serious Clouds on the Horizon?"

Nick Shiren will moderate the panel '"Qualifying Securitisation': Digesting the Alphabet Soup of HQS/SST/STC & STS."

Jeremiah Wagner will moderate the panel "European Marketplace/Online Lending (P2P)."

Please join us as we further engage with the regulatory community, participate in key policy and client networking discussions, and continue to focus on ways to rebuild the European securitisation market for sound growth and performance in the future. In addition, the conference will explore and discuss other current issues concerning the state of the securitisation market and the financial sector as a whole.

Related Attorney(s): David Quirolo, Nick Shiren, Jeremiah Wagner
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): London
read more »

1st Annual Conference on European Alternative Financing & Marketplace Lending

May 28, 2015

Cadwalader is partnering with IMN to present this inaugural event that addresses the intersection of alternative financing and capital markets. The conference offers attendees a forum to discuss a growing market that includes private funds, SME’s, structured finance investors and asset-backed issuers, CLO managers and CLO-like structures, insurance companies and peer-to-peer lenders.

Related Attorney(s): Stephen Day, Jeremiah Wagner
Related Practice(s): Fintech, Securitization & Asset Based Finance
Related Office(s): London
read more »

Twin Cities Alternative Investment Tax Roundtable

May 20, 2015

David S. Miller and Jason D. Schwartz will speak at the Twin Cities Alternative Investment Tax Roundtable in Minneapolis, Minnesota.

Related Attorney(s): Jason Schwartz
Related Practice(s): Tax
Related Office(s): New York, Washington
read more »

SOX 404 Conference

May 19, 2015

Joseph V. Moreno will speak at the SOX 404 Conference on the panel "FCPA Compliance, Ethics & the SOX Framework."

Related Attorney(s): Joseph Moreno
Related Office(s): Washington
read more »

Common Trading Practices: Disruptive or Not?

May 13, 2015

Cadwalader, Wickersham & Taft LLP will host an intimate and interactive roundtable discussion regarding the application of the new disruptive trading practices guidance and rules to existing trading practices.

Related Attorney(s): Anne Tompkins
Related Practice(s): Commodities & Futures Regulation, Energy Regulation & Litigation, Enforcement Defense, Financial Regulation, Regulation, Compliance, and Administrative Litigation, White Collar Defense and Investigations
read more »

AHLA: Directors and Officers Beware

May 13, 2015

Brian T. McGovern will speak at an upcoming AHLA practice group webinar on “Directors and Officers Beware: liability can extend to voluntary board members as well as officers of distressed nonprofit providers.”

Related Attorney(s): Brian McGovern
Related Practice(s): Health Care
Related Office(s): New York
read more »

31st Annual Joint Patent Practice CLE

May 12, 2015

Dorothy R. Auth will moderate the "Pharmaceuticals/life sciences" panel at the 31st Annual Joint Patent Practice CLE.

Related Attorney(s): Dorothy Auth Ph.D.
Related Practice(s): Intellectual Property
Related Office(s): New York
read more »

PLI's Tax Planning for Domestic & Foreign Partnerships, LLCs, Joint Ventures & Other Strategic Alliances 2015

May 12, 2015 - May 14, 2015

Linda Z. Swartz will speak at this event.

Over the past decade partnerships have emerged as a major form of doing business. Joint ventures between large companies or with start-up or other smaller companies are now an everyday occurrence. Managed fund growth has exploded, as these entities have taken on activities once dominated by the great financial institutions, such as trading, lending and mergers and acquisitions.

Related Attorney(s): Linda Swartz
Related Practice(s): Tax
Related Office(s): New York
read more »

Creditflux Credit Symposium

May 6, 2015

David Quirolo will speak at the Creditflux Credit Symposium on May 6, 2015 in London.

Related Attorney(s): David Quirolo
Related Practice(s): CLOs
Related Office(s): London
read more »

Taxation of Pass-Through Entities at the Owner Level

May 5, 2015

Edward S. Wei will speak on May 5, 2015 at a New York City Bar Association Panel entitled “Taxation of Pass-Through Entities at the Owner Level”.

Related Attorney(s): Edward Wei
Related Practice(s): Tax
Related Office(s): New York
read more »

MFA's Compliance 2015

May 5, 2015

Steven Lofchie will speak at this event.

Compliance 2015: The leading source for education and clarity on the implementation of, and compliance with, regulatory reforms impacting investors and managers of alternative strategies. MFA’s annual Compliance event is designed to provide you with critical updates on the breadth of the regulatory reforms that will have a bottom line impact on your firm. Get practical advice from leading hedge fund firms, external counsel and regulators around implementation and emerging challenges that you can apply immediately.

Related Attorney(s): Steven Lofchie
Related Practice(s): Financial Regulation
Related Office(s): New York
read more »

C5's Conference on CLOs and Leveraged Loans

Apr 29, 2015 - Apr 30, 2015

David Quirolo and Robert Cannon will speak at C5's Conference on CLOs and Leveraged Loans in London on April 29 and 30th.

Related Attorney(s): Robert Cannon, David Quirolo
Related Practice(s): CLOs
Related Office(s): London
read more »

37th Annual FIA Law & Compliance Division Conference on the Regulation of Futures, Derivatives and OTC Products

Apr 27 - May 1, 2015

Legal and compliance professionals, and senior-level CFTC officials will convene in Baltimore to discuss the regulation of futures, derivatives and OTC products. This conference, hosted by the FIA Law & Compliance Division, delivers tailored session topics, professional development opportunities and ample networking activities.

Related Attorney(s): Steven Lofchie
Related Practice(s): Bank Regulation, Broker-Dealer Regulation, Commodities & Futures Regulation, Energy Regulation & Litigation, Enforcement Defense, Financial Regulation, Regulation, Compliance, and Administrative Litigation, Swap Regulation
read more »

A 360 View of White Collar Crimes from Start to Finish - From Investigators, Prosecutors, Practitioners and Judges

Apr 17, 2015

Anne M. Tompkins will speak at the North Carolina Bar Association's CLE program "A 360 View of White Collar Crimes from Start to Finish - From Investigators, Prosecutors, Practitioners and Judges."

Related Attorney(s): Anne Tompkins
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Charlotte
read more »

18th Annual Controlled Substance and State Regulatory Conference

Apr 15, 2015 - Apr 17, 2015

Jodi L. Avergun will speak at the "Implementing Regulatory Compliance and Operational Excellence in 2015" conference on April 16, 2015.

Related Attorney(s): Jodi Avergun
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Washington
read more »

PLI's Pension Plan Investments 2015: Current Perspectives

Apr 14, 2015

Experienced practitioners in the area of pension investment law, together with senior representatives of the Department of Labor, will give their perspectives, and illuminate issues, on current topics and recent developments. Continued statutory, regulatory and market changes ensure a full agenda of new developments to be debated and analyzed by the panelists. The Dodd-Frank financial reform legislation brought a new regulatory structure for pension investment activities in the derivatives markets that raise substantial uncertainties for a broad group of investment products, and compliance issues for plan fiduciaries. Keeping abreast of these developments, and staying current on new ERISA case law, enforcement actions and ordinary course investment practices, is critical.

Related Attorney(s): James Frazier
Related Practice(s): ERISA, Executive Compensation, Benefits & ERISA, Financial Regulation
read more »

The American Law Institute: The Volcker Rule 2015: A Regulatory Update

Apr 9, 2015

Scott A. Cammarn will speak at this event.

It has been nearly 15 months since the Federal Reserve, Federal Deposit Insurance Corporation (FDIC), Securities and Exchange Commission (SEC), Office of the Comptroller of the Currency (OCC) and Commodity Futures Trading Commission (CFTC) issued a common set of regulations to implement the Volcker Rule.

During this time US banks, foreign banks, other participants in the financial services industry and the financial markets have focused on the regulations and the guidance issued by the regulators as they determine what investments and activities are permitted and what is necessary to meet the recordkeeping and compliance requirements of the regulations. Attend this two-hour program to get an in-depth look at the developments since the regulations were issued as well as up to date guidance from experienced practitioners and a representative from the Federal Reserve Board.

Related Attorney(s): Scott Cammarn
Related Practice(s): Financial Regulation
Related Office(s): Charlotte
read more »

New Risk in Energy II

Apr 6, 2015 - Apr 7, 2015

Energy Metro Desk will be hosting its Second Annual Conference on April 6-7, 2015 at the Houston Club in Houston, TX. This event will feature a tight series of panel discussions and individual presentations focused on deepening participants’ understanding of our fast-paced competitive energy sector.

Related Attorney(s): Steven Lofchie
Related Practice(s): Financial Regulation
Related Office(s): New York
read more »

UNC ABC’s of Banking Law CLE

Mar 25, 2015

Scott A. Cammarn willl speak on the panel "Prudential Limitations & Safety and Soundness" at the ABCs of Banking Law: Getting the Basics event at the University of North Carolina.

Related Attorney(s): Scott Cammarn
Related Practice(s): Bank Regulation
Related Office(s): Charlotte
read more »

Regulatory Developments for the Buy-side - Current Issues

Mar 25, 2015

Jeffrey L. Robins will speak on the panel "Margin for Uncleared Swaps" at the conference - Regulatory Developments for the Buy-side - Current Issues. This conference is organized by ISDA.

Related Attorney(s): Jeffrey Robins
Related Practice(s): Derivatives & Structured Products, Financial Regulation, OTC Derivatives, Swap Regulation
Related Office(s): New York
read more »

ABA's 29th Annual National Institute on White Collar Crime

Mar 4, 2015 - Mar 6, 2015

The 29th Annual National Institute on White Collar Crime will be held Wednesday, March 4, 2015 through Friday, March 6, 2015 in New Orleans. Last year, attendance exceeded 1,100 at this annual gathering of the national white collar bar.

Related Attorney(s): Jodi Avergun, A. Joseph Jay III
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Washington
read more »

ACB 4th Circuit Program: Considering ABI's Report on Chapter 11 Reform

Feb 13, 2015

Mark Ellenberg will speak at the American College of Bankruptcy’s program, “Considering ABI’s Report on Chapter 11 Reform”, that will address the report recently published by the ABI Commission to Study the Reform of Chapter 11 on which Mark served as an Advisory Committee Member.

Related Attorney(s): Mark Ellenberg
Related Practice(s): Bankruptcy Litigation
Related Office(s): Washington
read more »

NJIPLA & NYIPLA Joint Program: Intellectual Property Protection in China from A-Z

Feb 12, 2015

Dorothy Auth  – as President Elect of the NYIPLA — will be organizing and co-hosting, with the NJIPLA, a day-long seminar on Intellectual Property Protection in China.  Auth will be giving the opening remarks and introducing the keynote speakers. At this event, Alex Hadjis will be moderating a panel entitled Chinese Infringements at Home – U.S. Border Control.

Related Attorney(s): Dorothy Auth Ph.D.
Related Practice(s): Intellectual Property
Related Office(s): New York, Washington
read more »

SFIG and IMN's ABS Vegas 2015

Feb 8, 2015 - Feb 11, 2015

The three and a half day program, developed by leaders who represent the most active firms in ABS, will feature coverage of the most pressing issues facing the marketplace. SFIG and IMN will work together to ensure all stakeholders interests are fairly and equally represented at the event, including investors, issuers, financial intermediaries, regulators, law firms, accounting firms, technology firms, rating agencies, servicers and trustees.

Related Attorney(s): Michael Gambro, David Quirolo, Jeremiah Wagner, Neil Weidner
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): Charlotte, New York
read more »

PLI’s 17th Annual Real Estate Tax Forum

Feb 6, 2015

PLI's 17th anniversary program will continue to focus on transactions, highlighting the tax problems encountered by practitioners in today’s typical commercial real estate transactions and structures, and examining the simple and sophisticated solutions being used by the experts. Panels of nationally-recognized real estate tax experts from major law and accounting firms will provide attorneys, accountants and real estate professionals with a detailed analysis of the most sophisticated and creative tax planning techniques available for structuring, restructuring and unwinding different types of real estate transactions in today’s challenging capital markets environment.

Related Attorney(s): Linda Swartz
Related Practice(s): Tax
Related Office(s): New York
read more »

PLI Patent Law Institute Seminar

Feb 2, 2015

Dorothy Auth will be speaking at the PLI Patent Law Institute seminar to discuss current issues in Life Science patent litigation.

Related Attorney(s): Dorothy Auth Ph.D.
Related Practice(s): Intellectual Property
Related Office(s): New York
read more »

NACAU 2015 General Counsel Institute

Jan 23, 2015

Cadwalader will sponsor a cocktail reception at the National Association of College and University Attorneys (NACUA) 2015 General Counsel Institute, which provides an opportunity for in-house general counsel and deputy general counsel at member higher education institutions of all types to learn from and with their peers.

Related Attorney(s): A. Joseph Jay III
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Washington
read more »

PLI's Analyzing CLOs in 2015: Regulatory and Structural Considerations

Jan 23, 2015

The global CLO market continues to evolve as the CLO asset class has reemerged in the post-credit crisis era. Features in current CLO transactions have been influenced in part by lessons learned from pre-credit crisis transactions as well as by developments in the underlying loan market. Going forward, the changing regulatory landscape, including the adoption of the Volcker Rule and US ABS risk retention rules and clarifications to European ABS risk retention rules, will significantly impact how CLOs are structured and marketed in 2015 and beyond.

Related Attorney(s): Neil Weidner
Related Practice(s): CLOs
Related Office(s): New York
read more »

GAIM Regulation & Fund Governance

Dec 4, 2014

GAIM REGULATION & FUND GOVERNANCE is where the hedge fund industry’s compliance and legal experts meet with regulators and source peer-to-peer resolutions for fund disputes, emerging regulations and risk controls.

Related Attorney(s): Steven Lofchie
read more »

47th Annual Conference on Capital Markets in Real Estate

Nov 19, 2014

The expansion of the Global Real Estate Capital Markets for senior/subordinated debt, and public/private equity has taken financing, acquisition and development beyond historic peaks. Opportunities abound as liquidity flows in the US and investors are seeking compelling investment returns as European Markets recover.

Related Attorney(s): Steven Herman
Related Practice(s): Real Estate
Related Office(s): New York
read more »

ABA Securities Fraud Conference

Nov 13, 2014 - Nov 14, 2014

Each year this National Institute draws elite officials from both the U.S. Department of Justice and the U.S. Securities and Exchange Commission for an exclusive educational and professional forum to examine current legal and ethical issues relating to securities fraud.

Related Attorney(s): Jodi Avergun
Related Practice(s): Securities Enforcement and Compliance
Related Office(s): Washington
read more »

The False Claims Act: Critical New Developments

Nov 13, 2014

In this webinar, you will learn about several recent developments concerning the enforcement of the False Claims Act.

Related Attorney(s): Keith Gerver
Related Practice(s): False Claims Act and Health Care Fraud, Health Care Fraud Strike Force
Related Office(s): Washington
read more »

European CLO Summit

Oct 22, 2014 - Oct 24, 2014

The European CLO Summit is an educational forum designed for investors, issuers, underwriters, rating agencies, lawyers and accountants. At this conference they can learn the newest techniques to maximize returns and reduce risk exposure in this growing area of Asset-Backed Finance.

Related Attorney(s): Joseph Beach, Robert Cannon, Nick Shiren
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): London
read more »

Platts 16th Annual Financing US Power Conference

Oct 16, 2014 - Oct 17, 2014

Industry Experts Deliver High-Value Perspectives on Power market dynamics — Understanding what new power generation technologies, distributed solar, and market design changes mean for future power markets.

Related Attorney(s): Christopher McDermott, Jeffrey Nagle
Related Practice(s): Energy Regulation & Litigation
Related Office(s): Charlotte, Houston, Washington
read more »

Trading Risk New York Rendez-Vous 2014 'The Brave New World'

Oct 16, 2014

2014 has been a year of continued pressure on catastrophe rates. So are investors and managers still feeling sanguine about potential returns? How will the market achieve growth as the battle for reinsurance signings becomes ever tougher?

Related Attorney(s): Frank Polverino, Malcolm Wattman
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): New York
read more »

PLI's Fundamentals of Swaps & Other Derivatives 2014

Oct 15, 2014

Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted. This program will introduce you to both the instruments and their new environment.

Related Attorney(s): Ray Shirazi
Related Practice(s): Derivatives & Structured Products
Related Office(s): New York
read more »

The 24th NIC National Conference

Oct 1, 2014 - Oct 3, 2014

New development, the increasing availability of capital, the need and opportunity for innovation and demonstrated quality, and the changing customer are hot topics in the seniors housing and care industry. As the sector continues to garner more attention from investors, NIC is pleased, once again, to provide exciting educational programming and unparalleled networking opportunities at our national conference.

Related Attorney(s): Steven Herman
Related Practice(s): Real Estate
Related Office(s): New York
read more »

The 23rd Annual International Trust & Tax Planning Summit

Sep 30, 2014 - Oct 1, 2014

Robert C. Lawrence and Dean C. Berry will co-chair the 23rd annual International Trust & Tax Planning Summit.

Related Attorney(s): Dean Berry, Robert Lawrence
Related Practice(s): Estate Planning & Administration
Related Office(s): New York
read more »

8th Regional Hospital Controlled Substance Seminar

Sep 26, 2014

Presented by Cegedim, the seminar will provide pharmacists, nurses, physicians and
administrators who work in a hospital setting greater understanding of a number
of topics related to regulatory best practices for controlled substances. The
session will include presentations from hospital managers, as well as legal,
regulatory and operational experts.

Related Attorney(s): Jodi Avergun
Related Practice(s): Pharmaceutical Regulation and Compliance
Related Office(s): Washington
read more »

IMN's ABS East

Sep 21, 2014 - Sep 23, 2014

IMN is excited to announce the 20th Annual ABS East® conference, taking place September 21-23, 2014, in Miami Beach, FL. The 2014 installment is one of the most important industry conferences focused on the securitization market, hosting a delegation of over 3,000 structured finance professionals, including more than 1,000 issuers and investors. ABS East 2014 will provide comprehensive coverage on the revival and strengthening of the US securitization market, along with what our markets should look like in the future, given the importance of securitization to the real economy.

Related Attorney(s): Joseph Beach, Michael Gambro, Gregg Jubin, Ira Schacter, Nathan Spanheimer, Jeremiah Wagner, Neil Weidner
Related Practice(s): CLOs, Securitization & Asset Based Finance
Related Office(s): Charlotte, New York, Washington
read more »

Derivatives 2014 – A Comprehensive Overview including Regulatory and Product Updates

Sep 18, 2014

Jeffrey L. Robins will speak at ISDA's conference "Derivatives 2014 – A Comprehensive Overview including Regulatory and Product Updates."

Related Attorney(s): Jeffrey Robins
Related Practice(s): Derivatives & Structured Products
Related Office(s): New York
read more »

Enhancing Anti-Corruption Compliance for Life Sciences

Sep 10, 2014 - Sep 11, 2014
  • Keep abreast of global regulation reform: an update on BRIC country anti-bribery acts.
  • Dissect the GSK case: what outcomes can you anticipate integrating to your program?
  • Proactively prepare response techniques for when an international investigation may strike.

 

Related Attorney(s): Joseph Moreno
Related Practice(s): Pharmaceutical Regulation and Compliance
Related Office(s): Washington
read more »

An Introduction to National Security Law

Aug 7, 2014

A 45 minute discussion on United States national security law, including the constitutional bases for our civilian and military national security apparatus, a primer on the USA PATRIOT Act and other reforms enacted after the attacks of September 11, 2001, the roles of the key players such as the FBI and the NSA, and an overview of the statutes thatcomprise our national security framework, including the Foreign Intelligence Surveillance Act (FISA) and the Classified Information Procedures Act (CIPA). This session can serve as a refresher for practitioners who regularly deal with national security law issues, or for others interested in this cutting-edge area of the law.

Related Attorney(s): Joseph Moreno
Related Practice(s): National Security
Related Office(s): Washington
read more »

SEC's Whistleblower Provisions of the Dodd-Frank Act

Aug 5, 2014

Bradley J. Bondi, Jodi L. Avergun and Christopher Tierney will participate in the webinar "SEC's Whistleblower Provisions of the Dodd-Frank Act" live webinar on August 5, 2014.

Related Attorney(s): Jodi Avergun
Related Practice(s): FCPA Enforcement and Compliance, Health Care Fraud Strike Force, Securities Enforcement and Compliance
Related Office(s): Washington
read more »

Emerging Issues in Food and Drug Law

Jul 14, 2014 - Jul 18, 2014

The O'Neill Institute for National & Global Health Law at Georgetown University
will be hosting a Summer Program that will convene leading practitioners,
policymakers, advocates, and academics in food and drug law for a series of
interactive lectures, panel discussions and case studies. Invited speakers
include current and former officials from the FDA, FTC and the EPA.

Related Attorney(s): Jodi Avergun
Related Practice(s): Pharmaceutical Regulation and Compliance
Related Office(s): Washington
read more »

Current Issues for the Buy-side: SEFs, CCPs and Collateral

Jun 25, 2014

EMIR Protocols and Documentation Initiatives Overview: Do EMIR swap regulations apply to me and/or my counterparty, and if so, how will that affect my trading relationship?

 

Related Attorney(s): Assia Damianova
Related Practice(s): Derivatives & Structured Products, Structured Products
Related Office(s): London
read more »

Distressed Investing in Turkey

Jun 25, 2014

The webinar will provide an overview of some of the key issues associated with investing in distressed situations in Turkey.

Related Attorney(s): Richard Nevins
Related Practice(s): Distressed Finance
Related Office(s): London
read more »

Global ABS 2014

Jun 10, 2014 - Jun 12, 2014

AFME and IMN are proud to present Global ABS 2014, taking place 10-12 June 2014, in Barcelona, Spain. This year's new venue at the Barcelona International Convention Centre features ample meeting space, nearby client entertainment, and convenience as a major transportation hub.

Please join us as we further engage with the regulatory community, participate in key policy and client networking discussions, and continue to focus on ways to rebuild the European securitisation market for sound growth and performance in the future. In addition, the conference will explore and discuss other current issues concerning the state of the securitisation market and the financial sector as a whole.

Related Attorney(s): Robert Cannon, Stephen Day, Nick Shiren, Jeremiah Wagner
Related Practice(s): Asset-Backed Commercial Paper, Auto Securitization, CLOs, Commercial Mortgage-Backed Securities, Corporate Securitization, Credit Card Securitization, Securitization & Asset Based Finance
Related Office(s): London
read more »

Financial Advisor Conflicts of Interest

Jun 5, 2014

The CLE will focus on the ethical implications of Rural/Metro, and what can be done to avoid these perceived ethical dilemmas and transgressions, as well as steps advisors can take to avoid potential exposure in merger-related litigation.

Related Attorney(s): William Mills
Related Practice(s): Corporate
Related Office(s): New York
read more »

Anti-Corruption Compliance in the Pharmaceutical and Medical Devices Industry

May 20, 2014

Under the Foreign Corrupt Practices Act of 1977, the United States Department of Justice and the Securities and Exchange Commission are investigating and prosecuting alleged bribery and corruption overseas by US pharmaceutical and medical device companies.

In August, Eli Lilly was accused of bribery in China following earlier law suits against other companies. These law suits have generated global interest in stronger enforcement of anti-corruption and bribery laws and, the addition of new regulations in several countries.

Many countries now require greater transparency and more ethical business practices. However, many multi-national companies remain un-sure of or miss-interpret the regulations of countries, fail to develop robust compliance programs, or fail to train employees, leading them into significant legal risks nationally and globally.

Related Attorney(s): Joseph Moreno
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Washington
read more »

Tax Planning for Domestic & Foreign Partnerships, LLCs, Joint Ventures & Other Strategic Alliances 2014

May 20, 2014 - May 22, 2014

Joint ventures between large companies or with start-up or other smaller companies are now an everyday occurrence. Partnerships have long been the tried and true form for the holding and operation of real estate, and since the 1981 Act, for the conduct of closely-held business operations as well. Further, the increase in the number of joint ventures to develop large-scale projects, the rise of the limited liability company, the promulgation of the "check-the-box" regulations, and the use of hybrids that have fueled an explosion of tax planning opportunities have led many companies, both large and small, to focus on the partnership form or the LLC form for structuring subsidiary operations and foreign operations.

Related Attorney(s): Linda Swartz
Related Practice(s): Corporate Taxation, Tax
Related Office(s): New York
read more »

L&C 2014 - 36th Annual FIA Law & Compliance Division Conference

May 7, 2014 - May 9, 2014

The FIA Law & Compliance Division holds a spring conference on the East Coast each year. Compliance officers, attorneys, and regulators consider issues affecting the legal and regulatory framework of the derivatives industry.

Related Attorney(s): Steven Lofchie, Dorothy Mehta, Jeffrey Robins
Related Practice(s): Bank Regulation, Commodities & Futures Regulation, Energy Regulation & Litigation, Enforcement Defense, Financial Regulation, Regulation, Compliance, and Administrative Litigation, Swap Regulation
Related Office(s): New York, Washington
read more »

MFA Compliance 2014

May 7, 2014

The preeminent source for hedge funds to gain clarity on evolving regulations and how to implement compliance regimes in the U.S. and internationally. MFA's fourth annual Compliance event is designed to provide you with the critical education and clarity you need in order to comply with the breadth of the regulatory reforms impacting your business. Get practical advice on implementation that you can apply immediately.

Related Attorney(s): Steven Lofchie, Dorothy Mehta, Nihal Patel
Related Practice(s): Financial Regulation
Related Office(s): New York
read more »

Southern Territorial Human Resources Conference

Apr 28, 2014 - May 1, 2014

The theme for the 2014 conference is Creating Connections; Building for the Future Together. We will explore how to create connections, build and develop teams, manage teams – all while, "Doing the Most Good"!

This year's conference has been intentionally crafted to provide meaningful dialogue, best practices, resources, information, and perspective for HR professionals, managers, and leaders. A new addition to the conference will be an awards breakfast. This awards breakfast is to recognize exemplary work performance and achievements by staff members who are dedicated to the mission of the Salvation Army. 

Related Attorney(s): Pamela Landman, Paul Mourning
Related Practice(s): Health Care
Related Office(s): New York
read more »

American Bankruptcy Institute 32nd Annual Spring Meeting

Apr 24, 2014 - Apr 27, 2014

The 32nd Annual Spring Meeting features a roster of the best national speakers, and the depth and scope of topics offer something for everyone. Four concurrent workshops will cover various "tracks," including programs for attorneys in large and small commercial cases, a track for professional development and a track dealing solely with consumer issues. The conference offers more than 18.25/22 hours of CLE/CPE in some states and ethics totaling 3.25/4 hours. In addition, nine committee sessions will drill down on topics covered in the larger sessions to provide you with the most practical and varied CLE experience ever.

Related Attorney(s): Ingrid Bagby, Michele Maman
Related Practice(s): Financial Restructuring
Related Office(s): New York
read more »

PLI's International Estate and Tax Planning 2014 Conference

Apr 22, 2014

Individuals with connections to more than one country - international private clients - need sophisticated succession and tax planning advisors to help them navigate a complex and sometimes treacherous legal, tax and regulatory environment. These clients include U.S. persons with assets or beneficiaries outside the United States, as well as non-U.S. persons with U.S. connections. Their advisors must view a client's specific circumstances from a multijurisdictional perspective.

Related Attorney(s): Dean Berry
Related Practice(s): Estate Planning & Administration
Related Office(s): New York
read more »

The 3rd Annual Investor's Conference on CLOs & Leveraged Loans

Apr 22, 2014 - Apr 23, 2014

IMN will once again host the premier event for the CLO Sector April 22-23, 2014, in New York City. This year's program will feature extensive coverage on outlook for issuance in 2014, structural and legal considerations, relative value from a research analyst and investor perspective, the role of CLOs in commercial real estate finance, leveraged loan performance and analysis, ratings methodology for CLOs, and more. The conference will serve as a forum for meaningful dialogue to address concerns regarding this dynamic segment of the market. IMN's Investors' Conference on CLOs and Leveraged Loans gathers together the best minds in the industry to provide you with thought-leadership on the key challenges and opportunities facing the CLO market.

Related Attorney(s): Joseph Beach, Gregg Jubin, Neil Weidner
Related Practice(s): CLOs
Related Office(s): Charlotte, New York, Washington
read more »

Federal Court Rules That Routine Compliance Investigative Records Are Not Privileged; What Now?

Apr 9, 2014

Just this March, in Barko v. Halliburton, a federal court found that E&C investigative records provided to in-house counsel were not privileged, even though the materials were intended to help the company comply with government contracting regulations. The decision calls into question what privilege exists regarding internal investigation materials. Join us in examining the case, relevant law, and steps you can take.

Related Attorney(s): Jodi Avergun
Related Practice(s): Pharmaceutical Regulation and Compliance
Related Office(s): Washington
read more »

Patent Acquisitions - When Are They HSR Reportable?

Apr 9, 2014

The Knowledge Group has developed a panel of key thought Leaders and practitioners to help companies understand the Hart-Scott-Rodino (HSR) rules for patent acquisitions, including the new rules of the Federal Trade Commission (FTC) for exclusive pharmaceutical patent licenses. The program will cover the most significant topics involved along with a Q&A panel to whom the attendees' questions will be addressed.

Related Attorney(s): Ngoc Hulbig
Related Practice(s): Antitrust
Related Office(s): Washington
read more »

Anti-Corruption Compliance in Practice

Apr 7, 2014 - Apr 9, 2014

In today's global business environment risks are rampant whether it's handling complex business partner arrangements, entry into new markets, merger and acquisition activity or collaboration with government officials. The opportunities for acts of corporate corruption are abundant in this dynamic environment. With the increase of enforcement actions being taken across the globe, organizations need to take steps to better prepare for a possible investigation. Now is the time to ensure you have an effective anti-corruption program that will suffice to meet regulators expectations. Join leading organizations in mitigating these risks in order to streamline an effective risk compliance program across the group. Gain insight into the implementation of these strategies, hear lessons learned and apply these strategies to your anti-corruption programs.

Related Attorney(s): Joseph Moreno
Related Practice(s): White Collar Defense and Investigations
Related Office(s): Washington
read more »

Understanding the Global Implications of the N.S.A. Disclosures on the U.S. Technology Industry

Apr 7, 2014

In the wake of the N.S.A. disclosures, U.S. technology companies conducting business abroad face many threats to their ability to retain customers, maintain their data integrity, and conduct basic day-to-day business operations overseas. Even the most conservative estimates of financial losses reach into the billions of dollars over the coming decade. These companies thus face a confusing and rapidly-changing landscape that implicates the U.S. economy, technological innovations, and national security capabilities. The National Security Law Brief's spring symposium will look at the current state of play for U.S. technology companies doing business abroad, focusing specifically on how practitioners view the current business environment, and examining ways for companies to successfully move forward in a more hostile international context.

Related Attorney(s): Joseph Moreno
Related Practice(s): National Security
Related Office(s): Washington
read more »

CREFC Europe Spring Conference

Apr 2, 2014 - Apr 3, 2014

The programme will provide insight into CRE finance in Italy and Spain, overseas money coming to Europe, different strategies for investing in CRE debt, case studies on Grosvenor Crescent and Greenwich Square, and more. The 2 day event also offers ample networking opportunities.

Related Attorney(s): Nick Shiren
Related Practice(s): Securitization & Asset Based Finance
Related Office(s): London
read more »

Pension Plan Investments 2014: Current Perspectives

Apr 1, 2014

Experienced practitioners in the area of pension investment law, together with senior representatives of the Department of Labor, will give their perspectives and illuminate issues on current topics and recent developments. Continued statutory, regulatory and market changes ensure a full agenda of new developments to be debated and analyzed by the panelists. The Dodd-Frank financial reform legislation brought a new regulatory structure for pension investment activities in the derivatives markets that raises substantial uncertainties for a broad group of investment products, and compliance issues for plan fiduciaries. Keeping abreast of these developments, and staying current on new ERISA case law, enforcement actions and ordinary course investment practices, is critical.

Related Attorney(s): James Frazier
Related Practice(s): ERISA, Executive Compensation & Benefits, Executive Compensation, Benefits & ERISA
Related Office(s): New York
read more »

Tulane Corporate Law Institute

Mar 27, 2014 - Mar 28, 2014

Since the first Institute in 1988, the best and brightest M&A and securities practitioners, Delaware Supreme Court and Court of Chancery judiciary, leading corporate counsel and Wall Street investment bankers have gathered in New Orleans every spring for the Tulane Corporate Law Institute. Now recognized as one of the premier M&A, corporate and securities law conferences in the country, the Tulane Corporate Law Institute continues to deliver an unparalleled educational and networking experience in a fascinating city.

Related Attorney(s): William Mills
Related Practice(s): Corporate, Corporate Finance, Corporate Governance, Mergers & Acquisitions, Private Equity
Related Office(s): New York
read more »

Regulation, Operations & Compliance (ROC) Cayman 2014

Mar 12, 2014 - Mar 14, 2014

The SEC's Aberrational Performance Initiative sparked the examination of a Fund Manager, which escalated into a full-scale investigation. The Asset Management Unit identified several internal controls failures that caused the overvaluation of fund assets and inflated fees.

Consequently, the SEC fined the Fund Manager nearly $9,000,000 and imposed several other requirements and restrictions upon the firm.

Related Attorney(s): Dorothy Mehta
Related Practice(s): Commodities & Futures Regulation
Related Office(s): New York
read more »

The American Bar Association's 28th Annual National Institute on White Collar Crime

Mar 5, 2014 - Mar 7, 2014

The 2014 White Collar Crime National Institute marks its 28th consecutive year with a return to Miami, from March 5 to 7, 2014. Last year, attendance exceeded 1,100 at this annual gathering of the national white collar bar. The Institute proudly continues to present outstanding panelists who deal with some of the most significant issues of our time.

Related Attorney(s): Jodi Avergun
Related Practice(s): Anti-Money Laundering Investigations and Compliance, Economic Sanctions, FCPA Enforcement and Compliance, False Claims Act and Health Care Fraud, Pharmaceutical Regulation and Compliance, Securities Enforcement and Compliance, White Collar Defense and Investigations
Related Office(s): Washington
read more »

Capital Markets in The 21st Century 2014

Feb 27, 2014

Following the success of the first two joint ABA International and Law Society capital markets events we are planning a third conference to be held in February 2014. This annual conference will bring together members of the global capital markets legal community for a full day of programming, including social and networking opportunities and informative, substantive sessions presented by world-class experts. This practical, interactive one-day conference will provide capital markets practitioners with insight from leading outside counsel, in-house counsel, bankers and regulators on how deals have recently evolved.

Related Attorney(s): Adam Blakemore
Related Practice(s): Corporate Taxation, Restructurings & Bankruptcies Taxation, Tax, Tax Controversy
Related Office(s): London
read more »

The 1st Annual Investors' Conference on European CLOs and Leveraged Loans

Feb 25, 2013

IMN's Investors' Conference on European CLOs and Leveraged Loans will take place 25 February, in London. Given the recent resurgence of CLO issuance activity in the states, many are questioning when and if a similar trend will commence in Europe. This event will bring together leading European CLO managers, regulators, and CLO investors to discuss the potential for a resurrection of this market in Europe, and what challenges and obstacles must be overcome to achieve this goal.

Related Attorney(s): Suzanne Bell, Robert Cannon, Assia Damianova, Stephen Day, Patrick Leftley, Jake Lindsay, Karen McMaster, Nick Shiren, James Thompson, Jeremiah Wagner, Nathan Weaver
Related Practice(s): CLOs
Related Office(s): London
read more »

11th Annual European Structured Products Conference

Feb 6, 2014 - Feb 7, 2014

The 11th Annual Structured Retail Products.com conference will bring together senior representatives from retail banks, insurance companies, investment banks, fund managers as well as law firms, regulatory bodies and independent investment advisors to discuss the major challenges at this time.

Related Attorney(s): Nick Shiren
Related Practice(s): Derivatives & Structured Products, Financial Regulation
Related Office(s): London
read more »

NYIPLA Young Lawyers Roundtable

Feb 6, 2014

Join NYIPLA tomorrow, at Kaye Scholer, as two experienced attorneys lead our discussion on How to Prepare for and Succeed in Oral Argument.

Related Attorney(s): Robert Pollaro
Related Practice(s): IP Due Diligence
Related Office(s): New York
read more »

Legal Week - Private Client Legal Forum Americas Conference

Feb 5, 2014 - Feb 7, 2014

Legal Week Private Client Forum Americas 2014 unites the most senior private client lawyers from North America, Central and South America to address key issues facing private client practitioners. We are delighted to be returning for our second annual forum for the Americas, knowing the incredible seniority and regard that the private client community has in these regions.

Related Attorney(s): Dean Berry
Related Practice(s): Private Wealth
Related Office(s): New York
read more »

MBA's Commercial Real Estate Finance(CREF)/Multifamily Housing Convention & Expo 2014

Feb 2, 2014 - Feb 5, 2014

Join more than 2,500 commercial and multifamily real estate finance professionals February 2-5 at The Hyatt Regency Orlando (formerly the Peabody Orlando) for four days of networking and relationship building. MBA's CREF/Multifamily Housing Convention & Expo 2014 is the only place that offers unrivaled access to key industry leaders, CEOs and expert panelists who discuss the latest industry trends, regulatory developments and strategies to succeed in today's dynamic marketplace.

Related Attorney(s): James Carroll, Steven Herman, Matthew Robertson
Related Practice(s): Real Estate, Real Estate Restructuring
Related Office(s): Charlotte
read more »

SFIG ABS Vegas

Jan 21, 2014 - Jan 24, 2014

Frank Polverino will speak on the panel "Recent Volcker Rule Developments and Their Impact on ABS."

Neil J. Weidner will moderate the panel "CLO Legislation Update."

The three and a half day program, developed by leaders who represent the most active firms in ABS, will feature coverage of the most pressing issues facing the marketplace. SFIG and IMN will work together to ensure all stakeholders interests are fairly and equally represented at the event, including investors, issuers, financial intermediaries, regulators, law firms, accounting firms, technology firms, rating agencies, servicers and trustees.

Related Attorney(s): Cheryl Barnes, Joseph Beach, Sophie Cuthbertson, Stephen Day, Michael Gambro, David Gingold, Stuart Goldstein, Gregg Jubin, Frank Polverino, Richard Schetman, Neil Weidner, Peter Williams
Related Practice(s): Asset-Backed Commercial Paper, Auto Securitization, CLOs, Commercial Mortgage-Backed Securities, Corporate Finance, Corporate Securitization, Derivatives & Structured Products, Residential Mortgage-Backed Securities, Securitization & Asset Based Finance
Related Office(s): Charlotte, London, New York, Washington
read more »

Specialty Finance Summit 2014

Jan 15, 2014

iGlobal Forum's Specialty Finance Summit 2014 is the go-to forum where senior-level representatives from specialty finance companies meet with private equity firms, hedge funds, wealth management firms, senior lenders and asset managers. Activity in the specialty finance sector is growing, as rates remain low and banks stay away from high-risk consumers and SMEs. The securitization markets have opened up and there is tremendous demand for the high-yield debt issued by specialty finance companies. Huge opportunities exist both for alternative lenders and for investors with capital ready to be deployed into the sector. The Specialty Finance Summit 2014 is an invaluable deal-sourcing event where investors will meet potential targets and acquirers for their businesses, and issuers will share best practice strategies to generate new funding opportunities.

Related Practice(s): Derivatives & Structured Products, Securitization & Asset Based Finance
Related Office(s): London
read more »

CRE Financial Council January 2014 Conference

Jan 13, 2013 - Jan 15, 2014

This premier two-and-a-half day event will be the gathering point for the leading participants of all sectors of the commercial real estate finance industry.  The conference program addresses the most relevant topics facing the industry today and will be presented by recognized finance leaders.  It also features high quality networking and business development events.

Related Attorney(s): Fredric Altschuler, David Burkholder, James Carroll, Holly Chamberlain, Michael Gambro, Anna Glick, Stuart Goldstein, Steven Herman, Melissa Hinkle, Robert Kim, Henry LaBrun, William McInerney, Lisa Pauquette, Frank Polverino, Patrick Quinn, Matthew Robertson, Y. Jeffrey Rotblat
Related Practice(s): Real Estate
Related Office(s): Charlotte, New York
read more »

22nd International Trust & Tax Planning Summit

Nov 20, 2013

For more than two decades, the International Trust & Tax Planning Summit has convened the leaders of wealth and tax planning opportunities in the Caribbean and Latin America. The 22nd edition will raise the bar even further with 30+ international speakers, and will bring the Caribbean, US and LATAM markets together to discuss the new path for the offshore world.

Related Attorney(s): Robert Lawrence
Related Practice(s): Tax
Related Office(s): Washington
read more »

8th Annual European High Yield Conference

Nov 13, 2013

This is a crucial sector conference that attracts over 500 leveraged finance bankers, investors, issuers, economists, regulators and policymakers. The event is an essential, annual gathering for these professionals to receive updated information from leading European speakers on the high yield and loan market sectors.

Related Attorney(s): Richard Nevins
Related Practice(s): Bankruptcy Litigation
Related Office(s): London
read more »

The Distressed Debt Forum

Nov 12, 2013 - Nov 13, 2013

Where the international distressed debt and financial restructuring market meet. Now celebrating its 10th year, the Distressed Debt Forum will bring together distressed debt investors, funds, lawyers, restructuring advisors, bankers and consultants to discuss the opportunities and strategies in restructuring and distressed debt investing.

Related Attorney(s): Louisa Watt
Related Practice(s): Debt & Claims Trading
Related Office(s): London
read more »

46th Annual Conference on Capital Markets in Real Estate

Oct 30, 2013

Global Capital Markets have shown unprecedented volatility, presenting both challenges and opportunities to active real estate managers and investors. Residual impacts from the US Financial Crisis, questions about Sovereign Debt Solvency and Euro Zone Stability combined with Regulatory and Political Uncertainty cloud the trajectory of economic recovery. Changes in leadership around the world all add to the sense of 2012 being a watershed year.

Related Attorney(s): Steven Herman
Related Practice(s): Real Estate
Related Office(s): New York
read more »

HIPAA/HITECH Act Final Rule: What You Need to Know

Sep 10, 2013
Related Attorney(s): Brian McGovern
Related Practice(s): Health Care
Related Office(s): New York
read more »

Cyprus: Time to Trade

Jul 25, 2013
Related Attorney(s): Assia Damianova, Louisa Watt
Related Practice(s): Debt & Claims Trading
Related Office(s): London
read more »

R3 Tax & Insolvency Conference, London

Jul 11, 2013

Tax issues impact all types of restructurings and insolvency situations. This course will include an update on recent changes in UK tax law and a review of the tax impact of a debt restructuring as well as considering ways to minimise tax leakage by exploring potential solutions and opportunities, taking account of commercial parameters.

Related Attorney(s): Adam Blakemore
Related Practice(s): Tax
Related Office(s): London
read more »

Insolvency Day - London

June 25, 2013

Adam Blakemore will speak at the Insolvency Day program.

Related Attorney(s): Adam Blakemore
Related Practice(s): Restructurings & Bankruptcies Taxation, Tax
Related Office(s): London
read more »

Global ABS 2013

Jun 18, 2013 - Jun 20, 2013
Related Attorney(s): Suzanne Bell, Robert Cannon, Assia Damianova, Stephen Day, Nick Shiren
Related Practice(s): Derivatives & Structured Products
Related Office(s): London
read more »

Municipal Securities Activity by Broker-Dealers and Advisors 2013

May 31, 2013

Maurine R. Bartlett will speak at the Municipal Securities Activity by Broker-Dealers and Advisors 2013 program.

Related Attorney(s): Maurine Bartlett
Related Practice(s): Broker-Dealer Regulation, Financial Regulation, Municipal Securitization, Securitization & Asset Based Finance
Related Office(s): New York
read more »

Tax Planning for Domestic & Foreign Partnerships, LLCs, Joint Ventures & Other Strategic Alliances 2013

May 21, 2013 - May 23, 2013

Linda Swartz will participate in PLI's Tax Planning for Domestic & Foreign Partnerships, LLCs, Joint Ventures & Other Strategic Alliances 2013.

Related Attorney(s): Linda Swartz
Related Practice(s): Corporate Taxation, Tax
Related Office(s): New York
read more »

29th Annual Forum on Foreign Corrupt Practices Act

Apr 16, 2013 - Apr 17, 2013
Related Practice(s): White Collar Defense and Investigations
Related Office(s): New York
read more »

International Tax And Trust Congress

Mar 12, 2013 - Mar 13, 2013
Related Attorney(s): Dean Berry
Related Practice(s): Tax
Related Office(s): New York
read more »

ABA White Collar Crime Institute 2014

Mar. 6, 2013 - Mar. 8, 2013

Ray Banoun, Ken Wainstein, Peter Clark, and Jodi Avergun will speak at the ABA White Collar Crime Institute.

Related Attorney(s): Jodi Avergun
Related Practice(s): FCPA Enforcement and Compliance, White Collar Defense and Investigations
read more »

Distressed Debt 2013 Conference

Feb 15, 2013
Related Attorney(s): Yushan Ng
Related Practice(s): Distressed Finance
Related Office(s): London
read more »

Energy Markets: The Road Ahead for 2013

Feb 7, 2013
Related Practice(s): Distressed Energy
Related Office(s): New York
read more »

Private Client Forum Americas 2013

Jan 30, 2013 - Feb 1, 2013
Related Attorney(s): Dean Berry
Related Practice(s): Private Wealth
Related Office(s): New York
read more »

47th Annual Heckerling Institute on Estate Planning

Jan 14, 2013 - Jan 18, 2013
Related Attorney(s): Dean Berry
Related Practice(s): Estate Planning & Administration
Related Office(s): New York
read more »

Distressed Municipality Spotlight: Detroit

Jan 10, 2013
Related Attorney(s): Mark Ellenberg, Lary Stromfeld
Related Practice(s): Distressed Municipal Finance
Related Office(s): New York
read more »

New Developments in Securitization 2012

Nov. 29, 2012 - Nov. 13, 2012

Pat Quinn will serve as the program Chairperson, and also as a panelist discussing, "Residential and Commercial Securitizations," while Jeff Robins will participate on a panel titled, "Derivatives Regulation and its Impact on Securitization."

Related Attorney(s): Patrick Quinn, Jeffrey Robins
read more »

Capital Markets in the 21st Century

Nov. 29,2012

Adam Blakemore will discuss US and UK tax developments for capital markets transactions.

Related Attorney(s): Adam Blakemore
Related Office(s): London
read more »

Impact of the FCPA Resource Guide

Nov. 28, 2012

Adam will discuss November 14, 2012 release of the FCPA Resource Guide released by the US DOJ and SEC.  The guide provides a detailed analysis of the U.S. Foreign Corrupt Practices Act (FCPA), and examines the DOJ and SEC approach to enforcing of the FCPA.

read more »

7th Annual National Institute on Securities Fraud

Nov. 15, 2012 - Nov. 16, 2012

Jodi L. Avergun will speak on the panel entitled, "FCPA Prosecutions of Individuals: A Frank Discussion."

Related Attorney(s): Jodi Avergun
read more »

Private Client Forum

Nov 15, 2013
Related Attorney(s): Dean Berry
Related Practice(s): Estate Planning & Administration
Related Office(s): New York
read more »

2012 Fall Symposium

Oct. 26, 2012

Louis Bevilacqua, Co-Chair of the Corporate Department and Head of M&A/Securities Group, will speak on a panel titled, "Making Lateral Partner Hiring More Rational."

Related Attorney(s): Louis Bevilacqua
read more »

The 18th Annual ABS East 2012

Oct. 21, 2012 - Oct. 23, 2012

A delegation of nearly 3000 structured finance and securitization professionals gathered in Miami for the 2012 conference - including 100+ event sponsors who represent the leaders in the securitization market; and more than 1000 issuers and investors - to discuss the revival and strengthening of the US securitization market.

Related Attorney(s): Stephen Day, Stuart Goldstein, Lisa Pauquette
read more »

Dodd-Frank Series, Part 1: Whistleblower Provisions

Oct. 17, 2012

Jodi Avergun will participate as a panelist in this one hour webcast which will discuss basic whistleblower provisions, including information regarding recent cases.

Related Attorney(s): Jodi Avergun
Related Practice(s): Health Care Fraud Strike Force
read more »

Investing in China: QFII, QDLP, Direct Investment, Compliance, and Exits

Oct. 15, 2012 - Oct. 16, 2012

Bringing together distinguished Chinese policy makers, state-owned banks, and financial market participants, the program will address new and evolving investment techniques and programs, including the Qualified Foreign Institutional Investor (“QFII”) and Qualified Domestic Limited Partner (“QDLP”) programs. We will also highlight a comprehensive range of possible legal issues businesses may encounter in China, from initial entry and expansion to compliance and exit strategies.

Related Attorney(s): Louis Bevilacqua
read more »

PLI’s Fundamentals of Swaps & Other Derivatives 2012

Oct. 15, 2012

Ray Shirazi will speak at the PLI's Fundamentals of Swaps & Other Derivatives 2012 seminar.

Related Attorney(s): Ray Shirazi
read more »

20th Annual Ethics and Compliance Conference

October 2, 2012 - October 5, 2012

AECC is the world’s largest, multi-industry gathering of ethics and compliance officers. Distinguished keynote speakers, leading subject matter experts, and the most prominent ethics and compliance officers in the field will address critical issues facing ethics and compliance practitioners today. AECC provides the perfect opportunity for the exchange of creative ideas, and proven methods for implementing and maintaining ethics, compliance and business conduct programs.

Related Practice(s): Global Litigation
Related Office(s): Washington
read more »

ASF Securitization Institute: Securitization Fundamentals

Sept. 10, 2012 - Sept. 11, 2012

Michael S. Gambro will participate in a session entitled, "Legal and Regulatory Framework for Securitization."

Related Attorney(s): Michael Gambro
read more »

Aspen Security Forum 2012

Jul. 25, 2012 - July. 28, 2012

Kenneth L. Wainstein will speak at the 2012 Aspen Security Forum.

read more »

Long Term Care Regulatory Boot Camp

Jul. 24, 2012 - Jul. 25, 2012

Brian will speak on a panel entitled, "Analyzing Regulatory Changes under the Health Care Reform Act Post-Supreme Court Decision and the Impact on Long Term Care Facilities."

Related Attorney(s): Brian McGovern
read more »

Effective Trust & Estate Planning

Jul. 19, 2012

Robert C. Lawrence and Dean C. Berry will speak at the Effective Trust & Estate Planning teleconference.

Related Attorney(s): Dean Berry, Robert Lawrence
read more »

The Greystone Event

Jul 11, 2012 - Jul 13, 2012

Pamela Landman will speak at The Greystone Event

Related Attorney(s): Pamela Landman, Paul Mourning
read more »

Distressed Energy Investments

Jun 14, 2012

The program will focus on the ever-changing business landscape for energy companies created by recent market changes, FERC regulations, and the Dodd-Frank Act.

Related Attorney(s): Mark Ellenberg
Related Practice(s): Distressed Energy
read more »

United States Sentencing Commission Annual National Seminar on the Federal Sentencing Guidelines

Jun 13, 2012 - Jun 15, 2012

Jodi L. Avergun will speak on a panel discussing developments of the past year in regards to issues surrounding how U.S. Sentencing Guidelines apply to corporations, and how a company's compliance programs and policies affects potential prosecution and punishment decision. 

Related Attorney(s): Jodi Avergun
read more »

Forum 2012

Jun 12, 2012 - Jun 13, 2012
Related Attorney(s): Steven Lofchie
read more »

The Foreign Corrupt Practices Act: A Statute Drawing Keen Interest

Jun 07, 2012

Jodi L. Avergun participated on a panel entitled, "What Financial Institutions Need to Know about the FCPA."

Related Attorney(s): Jodi Avergun
read more »

Negotiating Real Estate Deals 2012

Jun. 5, 2012

William P. McInerney participated on a panel entitled, "Representing Lenders in a Changed Environment."

Related Attorney(s): William McInerney
Related Office(s): New York
read more »

The Impact of Dodd-Frank Act on FCPA Enforcement and Compliance: A 2012 Update

Jun. 1, 2012

Jodi L. Avergun will be speaking on several topics at the live webcast.

Related Attorney(s): Jodi Avergun
read more »

International Tax and Trust Congress 2012

Mar 21, 2012
Related Attorney(s): Dean Berry
Related Practice(s): Estate Planning & Administration, Tax
Related Office(s): New York
read more »

Claim Construction––International Perspectives

Apr. 28, 2011
Related Attorney(s): Christopher Hughes
Related Practice(s): Global Litigation
Related Office(s): New York
read more »

High Tech Miracle

Feb. 1, 2011
Related Attorney(s): Christopher Hughes
Related Practice(s): Global Litigation
Related Office(s): New York
read more »

Patent Trials in WIPO Arbitrations

2010
Related Attorney(s): Christopher Hughes
Related Practice(s): Global Litigation
Related Office(s): New York
read more »

Best Practices for Managing IP in the US

2010
Related Attorney(s): Christopher Hughes
Related Practice(s): Global Litigation
Related Office(s): New York
read more »

Key Patent Issues for 2010

2010
Related Attorney(s): Christopher Hughes
Related Practice(s): Global Litigation
Related Office(s): New York
read more »

Securing Ownership of Employee Innovations

2004
Related Attorney(s): Christopher Hughes
Related Practice(s): Global Litigation
Related Office(s): New York
read more »

Protecting and Embracing Your IP

2004
Related Attorney(s): Christopher Hughes
Related Practice(s): Global Litigation
Related Office(s): New York
read more »

view current events »

Cadwalader News

ACI Summit on Controlled Substances: Regulation, Litigation and Enforcement

Jodi Avergun is speaking at this ACI event on January 30 in Washington, DC.

Cadwalader Subscription Center