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Email In November 2009, the SEC issued a release that amended its rules relating to NRSROs. Among the changes effected by the Release are amendments to the conflicts of interests rules that NRSROs must comply with under Rule 17g-5 of the Securities Exchange of 1934 The SEC has indicated that the amendments to Rule 17g-5 are designed to increase the number of credit ratings for a given structured finance product and, in particular, to promote the issuance of credit ratings by NRSROs that are not hired by an Arranger. https://www.cadwalader.com/resources/clients-friends-memos/recent-changes-to-sec-rating-agency-reform-impose-burdensome-requirements-on-structured-products-participants