Cadwalader allows sharing content.
Email to a friend or colleague:
From
To
Subject
Email On August 22, 2013, the Commodity Futures Trading Commission (the “CFTC”) published in the Federal Register its final rule-making regarding harmonization of compliance obligations for investment advisers to SEC-registered investment companies (“RICs”) who are also required to register as commodity pool operators (“CPOs”) under the Commodity Exchange Act In addition, the Harmonization Release contains relief from certain recordkeeping and disclosure requirements that is available to all CPOs and commodity trading advisors (“CTAs”). https://www.cadwalader.com/resources/clients-friends-memos/quick-help-guide-to-cftcs-new-rules-for-cpos-to-rics