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Email Two recent enforcement actions for failure to file notification under the Hart-Scott-Rodino Improvements Act of 1976, as amended (the "HSR Act")—one against a corporate investor and one against an investment firm—along with a similar action brought against a company executive about 18 months earlier, serve as reminders to individual investors, companies, and their executives of the consequences of failing to comply with the HSR Act. https://www.cadwalader.com/resources/clients-friends-memos/lessons-learned-from-recent-penalties-for-failures-to-file-hsr-notification