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Email On July 27, 2011, the Securities and Exchange Commission (the "SEC") adopted Rule 13h-1 ("Rule 13h-1" or the "Large Trader Rule") and related Form 13H as directed by Section 13(h) of the Securities Exchange Act of 1934 ("Exchange Act"). Rule 13h-1 requires each "Large Trader" (as defined in the Large Trader Rule) (i) to identify itself by filing and periodically updating Form 13H with the SEC and (ii) to disclose to each SEC-registered broker-dealer, through which it trades its large trader identification number ("LTID") and all accounts to which that LTID applies. https://www.cadwalader.com/resources/clients-friends-memos/final-sec-rule-regulating-large-trader-reporting