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Bradley J. Bondi
Bradley J. Bondi is a partner in the Business Fraud and Complex Litigation practice and Securities Litigation practice, residing in the Washington, D.C. and New York offices. He focuses on securities, corporate, and financial laws (civil and criminal). He represents companies, financial institutions, and individuals at trial and on appeal and before regulatory agencies in a wide range of complex civil and criminal matters, including Securities and Exchange Commission ("SEC") enforcement actions, securities and financial litigation, commercial litigation, regulatory proceedings, and international disputes. In addition, he represents clients in grand jury investigations, congressional inquiries, and internal investigations. In a counseling role, he advises boards of directors, audit committees, and senior management of public companies and financial institutions on matters of corporate governance, securities and financial regulation, fiduciary duties of directors, insider trading law, regulatory compliance under the Dodd-Frank Act, and crisis management.
He specializes in representing clients through complex, multifaceted crises that often involve regulatory enforcement actions, private lawsuits, investigations, and business and reputational risks. In addition to private litigation, he counsels and defends clients in enforcement actions and investigations initiated by various federal and state agencies and departments, including the SEC, Department of Justice, United States Attorneys, State Attorneys General, Federal Deposit Insurance Commission ("FDIC"), Office of the Controller of the Currency ("OCC"), Financial Industry Regulatory Authority ("FINRA"), Federal Reserve, Office of Foreign Assets Control ("OFAC"), and the Federal Trade Commission ("FTC"). Such matters may involve allegations related to securities, banking, and accounting fraud; insider trading; antitrust violations; whistleblowers; adequacy of disclosures; broker-dealer and investment adviser compliance; fiduciary duties; mortgages and lending; complex financial products; securitization; deceptive trade practices; and alleged violations of the Foreign Corrupt Practices Act ("FCPA") and other anti-bribery laws, anti-money laundering laws, export control laws, and national security laws.
At the investigative stage, he designs and leads internal investigations for international companies in different regions of the world and on a variety of topics, including suspected violations of securities laws, accounting irregularities, internal controls, market manipulation, revenue recognition issues, tax-related matters, suspected violations of the FCPA, commercial bribery, and potential antitrust concerns. He also assists companies in ensuring appropriate reporting and remedial steps are taken to address any discovered problems.
Prior to joining Cadwalader, Brad was a member of the executive staff of the Securities and Exchange Commission, serving as Counsel to SEC Commissioners Troy Paredes and Paul Atkins for enforcement actions and regulatory rulemaking. He routinely advised on SEC enforcement matters and regularly interacted with SEC Enforcement staff in the home and regional offices. He also served on the steering committee for the SEC's "Strategic Plan for Fiscal Years 2010-2015" and on several working groups related to enforcement initiatives. While at the SEC, Brad was detailed to the Financial Crisis Inquiry Commission ("FCIC"), a bipartisan commission established by Congress to investigate the causes of the financial crisis, where he served as deputy general counsel and assistant director. In that role, he led one of the three FCIC investigative teams. Brad also served briefly as a Special Assistant United States Attorney for criminal prosecutions in the Eastern District of Virginia.
Before his government service commenced, Brad was a litigation partner at Kirkland and Ellis LLP and an associate at Williams and Connolly LLP, where he was involved in a number of high-profile criminal trials and civil litigation, including the following civil cases: serving as counsel of record for an investment bank before the Supreme Court, Credit Suisse First Boston Ltd. v. Billing, 127 S. Ct. 2383 (2007) (reversing Second Circuit decision denying antitrust immunity and reinstating district court dismissal); representing a major underwriter in district court and on appeal in the largest securities class action lawsuit to date, see, e.g., Miles v. Merrill Lynch (In re IPO Securities Litigation), 483 F.3d 70 (2d Cir. 2007) (denying rehearing of Second Circuit's reversal of district court's grant of motion for class certification); successfully representing energy trade association in multi-district civil discovery dispute, see, e.g., U.S. v. Duke Energy Corp., Nos. 1:00 CV 1262, 2006 WL 2547986 (D.D.C. 2006) (denying government's motion to compel production); successfully representing corporate-plaintiff at trial and on appeal in an insurance broker malpractice case, Archer Daniels Midland Co. v. Aon Risk Services, Inc. of Minnesota, No. 97-2185, 2002 WL 31185884 at *3 (D. Minn. Sept. 27, 2002), aff'd, 356 F.3d 850 (8th Cir. 2004) (affirming jury verdict and award of $20 million damages in favor of corporate client).
A frequent speaker at business and legal conferences, Brad is also a prolific author of articles and book chapters on securities law, criminal law, corporate governance, and the attorney-client privilege and work-product protection. His articles have appeared in the law journals of Harvard Law School, New York University School of Law, Northwestern University School of Law, the University of Virginia School of Law, and Fordham Law School. He co-authored, among other pieces, a definitive piece on insider trading law, "The Law of Insider Trading: Legal Theories, Common Defenses, and Best Practices for Ensuring Compliance," and, with SEC Commissioner Paul Atkins, wrote an extensive account of the SEC Enforcement program, "Evaluating the Mission: A Critical Review of the History and Evolution of the SEC Enforcement Program." He has appeared as a commentator on national television to discuss criminal and civil enforcement of the federal securities laws, and he has advised lawmakers and policymakers on issues related to securities and financial regulation.
Brad is actively involved in academia and public policy as a thought leader in the fields of securities and financial regulation and economic crime. Brad teaches advanced securities law classes as an adjunct professor at Georgetown University Law Center and George Mason University School of Law. He serves as a senior fellow at the Center for Financial Stability, a nonprofit, nonpartisan, and independent think tank focusing on financial markets for the benefit of investors, officials, and the public. He is actively involved in international regulatory issues as a member of the Pallanza Group, an annual gathering of U.S. and European leaders hosted by the Istituto Bruno Leoni of Milan, Italy. He is a member of the board of advisors of the Economic Crime Institute of Utica College, which supports education and research in economic crime and information security and functions as a resource for corporate, government, and law enforcement entities. Brad previously served two, three-year terms as an elected member of the steering committee for the Corporation Finance and Securities Law Section of the D.C. Bar.
Brad was named a "future star" by Benchmark Litigation, a publication focused exclusively on U.S. litigation, based on consistent recommendations by peer firm partners, competitors, and clients. He also was identified as a "best lawyer" in Washington, D.C. in financial and securities law by LegalForce.
Brad earned his LL.M (with distinction) in Securities and Financial Regulation from Georgetown University Law Center, where he finished with a perfect grade-point average and seven book awards. He received Georgetown's Thomas Bradbury Chetwood, S.J. Prize for having the best academic record in his class. He earned his J.D. (with high honors, Order of the Coif, Intramural Best Trial Advocate), M.B.A. (dual concentrations in both Finance and Management), and B.S. (with highest honors, the Outstanding Male Graduate, Beta Gamma Sigma, undergraduate honors program) from the University of Florida. He was admitted into the University of Florida Hall of Fame, received numerous academic and leadership awards, and finished in the top of the class in each academic degree while matriculating early. In addition, he studied at Oxford University for a semester during law school, and he earned a certificate in Executive Leadership from Cornell University.
Following law school, Brad served as a law clerk for the Honorable Edward E. Carnes, Circuit Judge of the United States Court of Appeals for the Eleventh Circuit.
He is admitted to practice in the District of Columbia, New York, and Florida, and before the Supreme Court of the United States, and various United States Courts of Appeals and District Courts.
Aside from his professional responsibilities, Brad is active in charitable and civic organizations including Big Brothers Big Sisters for which he has served as a Big Brother for over eight years. In 2008, President Bush honored him and others at the White House for volunteerism.
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